6D Global Technologies, Inc SIXD (last ticker on record)
CIK 1382219Its SEC filings (opens in a new tab)
- Restructuring
- Restatement
- Delisting notice (not a red flag)
- SEC/DOJ scrutiny
- Went dark (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 3
- Newest began Apr 2017
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 6
- Linked to 5 or more companies
- Lawyers
- 3
- Linked to 5 or more companies
What happened
- SEC action against a company that stopped filingSEC order (opens in a new tab)
- SEC administrative actionSEC order (opens in a new tab)
- SEC administrative proceedingSEC order (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Debt accelerated (Item 2.04)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- K&L GatesFirst linked Sep 2015 · Named in SEC correspondence · 723 linked companiesSEC/DOJ scrutiny 1.06× · Went dark 1.35× · 95% wipeout 1.18×
- Newman & Morrison LLPFirst linked Aug 2011 · Named in SEC correspondence · 6 linked companiesSEC/DOJ scrutiny 1.27× · Went dark 1.89× · 95% wipeout 0.98×
- Holland & HartFirst linked Jul 2010 · Named in a filing · 240 linked companiesSEC/DOJ scrutiny 0.82× · Went dark 0.92× · 95% wipeout 0.86×
- The Newman Law Firm, PLLCFirst linked Jul 2010 · Named in SEC correspondence · 6 linked companiesSEC/DOJ scrutiny 2.81× · Went dark 1.70× · 95% wipeout 1.03×
- Holland & KnightFirst linked Jul 2014 · Text search only · 413 linked companiesSEC/DOJ scrutiny 1.17× · Went dark 0.82× · 95% wipeout 1.19×
- The Law Office of Conrad C. LysiakFirst linked Nov 2006 · Text search only · 115 linked companiesSEC/DOJ scrutiny 0.69× · Went dark 1.57× · 95% wipeout 0.76×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| K&L Gates | Sep 2015 | Named in SEC correspondence | 723 | 1.06 | 1.35 | 1.18 |
| Newman & Morrison LLP | Aug 2011 | Named in SEC correspondence | 6 | 1.27 | 1.89 | 0.98 |
| Holland & Hart | Jul 2010 | Named in a filing | 240 | 0.82 | 0.92 | 0.86 |
| The Newman Law Firm, PLLC | Jul 2010 | Named in SEC correspondence | 6 | 2.81 | 1.70 | 1.03 |
| Holland & Knight | Jul 2014 | Text search only | 413 | 1.17 | 0.82 | 1.19 |
| The Law Office of Conrad C. Lysiak | Nov 2006 | Text search only | 115 | 0.69 | 1.57 | 0.76 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Jonathan M. BarronK&L GatesFirst linked Sep 2015 · Named in SEC correspondence · 8 linked companiesSEC/DOJ scrutiny 1.52× · Went dark 4.07× · 95% wipeout 0.80×
- Robert S. MatlinK&L GatesFirst linked Sep 2015 · Named in SEC correspondence · 32 linked companiesSEC/DOJ scrutiny 2.32× · Went dark 2.57× · 95% wipeout 1.22×
- Robert NewmanThe Newman Law Firm, PLLCFirst linked Jul 2010 · Named in SEC correspondence · 8 linked companiesSEC/DOJ scrutiny 2.32× · Went dark 1.58× · 95% wipeout 1.19×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Jonathan M. BarronK&L Gates | Sep 2015 | Named in SEC correspondence | 8 | 1.52 | 4.07 | 0.80 |
| Robert S. MatlinK&L Gates | Sep 2015 | Named in SEC correspondence | 32 | 2.32 | 2.57 | 1.22 |
| Robert NewmanThe Newman Law Firm, PLLC | Jul 2010 | Named in SEC correspondence | 8 | 2.32 | 1.58 | 1.19 |