TriState Capital Holdings, Inc. TSC (last ticker on record)
CIK 1380846Its SEC filings (opens in a new tab)
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 0
- None on record
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 4
- Linked to 5 or more companies
- Lawyers
- 5
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Sullivan & CromwellFirst linked Jan 2022 · Named in a filing · 1,047 linked companiesSEC/DOJ scrutiny 1.40× · Went dark 0.15× · 95% wipeout 0.69×
- Covington & BurlingFirst linked Mar 2018 · Named in SEC correspondence · 447 linked companiesSEC/DOJ scrutiny 1.07× · Went dark 0.27× · 95% wipeout 0.99×
- Fenimore Kay Harrison LLPFirst linked Feb 2013 · Named in SEC correspondence · 17 linked companiesSEC/DOJ scrutiny 0.58× · Went dark 0.00× · 95% wipeout 0.00×
- Davis Graham & StubbsFirst linked Feb 2013 · Text search only · 142 linked companiesSEC/DOJ scrutiny 0.97× · Went dark 0.97× · 95% wipeout 1.46×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Sullivan & Cromwell | Jan 2022 | Named in a filing | 1,047 | 1.40 | 0.15 | 0.69 |
| Covington & Burling | Mar 2018 | Named in SEC correspondence | 447 | 1.07 | 0.27 | 0.99 |
| Fenimore Kay Harrison LLP | Feb 2013 | Named in SEC correspondence | 17 | 0.58 | 0.00 | 0.00 |
| Davis Graham & Stubbs | Feb 2013 | Text search only | 142 | 0.97 | 0.97 | 1.46 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Christopher J. DeCresceCovington & BurlingFirst linked Dec 2019 · Named in a filing · 17 linked companiesSEC/DOJ scrutiny 0.69× · Went dark 0.00× · 95% wipeout 0.00×
- Frank M. Conner IIICovington & BurlingFirst linked Dec 2019 · Named in a filing · 43 linked companiesSEC/DOJ scrutiny 0.78× · Went dark 0.00× · 95% wipeout 0.00×
- Matthew C. FrankerCovington & BurlingFirst linked Dec 2019 · Named in SEC correspondence · 16 linked companiesSEC/DOJ scrutiny 1.35× · Went dark 0.00× · 95% wipeout 0.67×
- Michael P. ReedCovington & BurlingFirst linked Dec 2019 · Named in a filing · 36 linked companiesSEC/DOJ scrutiny 0.68× · Went dark 0.00× · 95% wipeout 0.21×
- David J. HirschFirst linked Dec 2017 · Named in SEC correspondence · 5 linked companiesSEC/DOJ scrutiny 1.16× · Went dark 3.40× · 95% wipeout 0.00×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Christopher J. DeCresceCovington & Burling | Dec 2019 | Named in a filing | 17 | 0.69 | 0.00 | 0.00 |
| Frank M. Conner IIICovington & Burling | Dec 2019 | Named in a filing | 43 | 0.78 | 0.00 | 0.00 |
| Matthew C. FrankerCovington & Burling | Dec 2019 | Named in SEC correspondence | 16 | 1.35 | 0.00 | 0.67 |
| Michael P. ReedCovington & Burling | Dec 2019 | Named in a filing | 36 | 0.68 | 0.00 | 0.21 |
| David J. Hirsch | Dec 2017 | Named in SEC correspondence | 5 | 1.16 | 3.40 | 0.00 |