People's United Financial, Inc. PBCT (last ticker on record)
CIK 1378946Its SEC filings (opens in a new tab)
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 0
- None on record
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 8
- Linked to 5 or more companies
- Lawyers
- 7
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Wachtell Lipton Rosen & KatzFirst linked Jul 2016 · Named in SEC correspondence · 889 linked companiesSEC/DOJ scrutiny 1.31× · Went dark 0.07× · 95% wipeout 0.59×
- Sullivan & CromwellFirst linked Aug 2010 · Named in a filing · 1,047 linked companiesSEC/DOJ scrutiny 1.40× · Went dark 0.15× · 95% wipeout 0.69×
- Simpson Thacher & BartlettFirst linked Dec 2009 · Named in SEC correspondence · 1,396 linked companiesSEC/DOJ scrutiny 1.28× · Went dark 0.11× · 95% wipeout 0.92×
- Thacher Proffit & WoodFirst linked Apr 2007 · Named in a filing · 7 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 1.34×
- [Thacher Proffitt LLP Letterhead]First linked Nov 2006 · Named in SEC correspondence · 197 linked companiesSEC/DOJ scrutiny 0.73× · Went dark 0.10× · 95% wipeout 0.61×
- Snell & WilmerFirst linked Dec 2009 · Text search only · 244 linked companiesSEC/DOJ scrutiny 1.34× · Went dark 1.19× · 95% wipeout 1.38×
- Day Pitney LLPFirst linked Feb 2007 · Text search only · 69 linked companiesSEC/DOJ scrutiny 1.26× · Went dark 0.00× · 95% wipeout 0.74×
- Day Berry & HowardFirst linked Nov 2006 · Text search only · 61 linked companiesSEC/DOJ scrutiny 0.89× · Went dark 0.35× · 95% wipeout 0.81×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Wachtell Lipton Rosen & Katz | Jul 2016 | Named in SEC correspondence | 889 | 1.31 | 0.07 | 0.59 |
| Sullivan & Cromwell | Aug 2010 | Named in a filing | 1,047 | 1.40 | 0.15 | 0.69 |
| Simpson Thacher & Bartlett | Dec 2009 | Named in SEC correspondence | 1,396 | 1.28 | 0.11 | 0.92 |
| Thacher Proffit & Wood | Apr 2007 | Named in a filing | 7 | 0.00 | 0.00 | 1.34 |
| [Thacher Proffitt LLP Letterhead] | Nov 2006 | Named in SEC correspondence | 197 | 0.73 | 0.10 | 0.61 |
| Snell & Wilmer | Dec 2009 | Text search only | 244 | 1.34 | 1.19 | 1.38 |
| Day Pitney LLP | Feb 2007 | Text search only | 69 | 1.26 | 0.00 | 0.74 |
| Day Berry & Howard | Nov 2006 | Text search only | 61 | 0.89 | 0.35 | 0.81 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- David E. ShapiroWachtell Lipton Rosen & KatzFirst linked Aug 2016 · Named in SEC correspondence · 56 linked companiesSEC/DOJ scrutiny 0.95× · Went dark 0.00× · 95% wipeout 0.54×
- Andrew R. KellerSimpson Thacher & BartlettFirst linked Nov 2012 · Named in a filing · 18 linked companiesSEC/DOJ scrutiny 0.41× · Went dark 0.00× · 95% wipeout 0.63×
- Elizabeth A. CooperSimpson Thacher & BartlettFirst linked Aug 2010 · Named in SEC correspondence · 37 linked companiesSEC/DOJ scrutiny 1.43× · Went dark 0.00× · 95% wipeout 0.35×
- Lee MeyersonSimpson Thacher & BartlettFirst linked Dec 2009 · Named in SEC correspondence · 44 linked companiesSEC/DOJ scrutiny 1.00× · Went dark 0.00× · 95% wipeout 0.56×
- Matthew Dyckman[Thacher Proffitt LLP Letterhead]First linked Nov 2006 · Named in SEC correspondence · 23 linked companiesSEC/DOJ scrutiny 0.73× · Went dark 0.00× · 95% wipeout 0.27×
- V. Gerard Comizio[Thacher Proffitt LLP Letterhead]First linked Nov 2006 · Named in SEC correspondence · 14 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 1.38×
- Howard C. BluverWachtell Lipton Rosen & KatzFirst linked Jul 2016 · Text search only · 11 linked companiesSEC/DOJ scrutiny 1.42× · Went dark 0.00× · 95% wipeout 1.40×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| David E. ShapiroWachtell Lipton Rosen & Katz | Aug 2016 | Named in SEC correspondence | 56 | 0.95 | 0.00 | 0.54 |
| Andrew R. KellerSimpson Thacher & Bartlett | Nov 2012 | Named in a filing | 18 | 0.41 | 0.00 | 0.63 |
| Elizabeth A. CooperSimpson Thacher & Bartlett | Aug 2010 | Named in SEC correspondence | 37 | 1.43 | 0.00 | 0.35 |
| Lee MeyersonSimpson Thacher & Bartlett | Dec 2009 | Named in SEC correspondence | 44 | 1.00 | 0.00 | 0.56 |
| Matthew Dyckman[Thacher Proffitt LLP Letterhead] | Nov 2006 | Named in SEC correspondence | 23 | 0.73 | 0.00 | 0.27 |
| V. Gerard Comizio[Thacher Proffitt LLP Letterhead] | Nov 2006 | Named in SEC correspondence | 14 | 0.00 | 0.00 | 1.38 |
| Howard C. BluverWachtell Lipton Rosen & Katz | Jul 2016 | Text search only | 11 | 1.42 | 0.00 | 1.40 |