Sonoma Pharmaceuticals, Inc. SNOA (last ticker on record)
CIK 1367083Its SEC filings (opens in a new tab)
- Restructuring
- Restatement
- 95% wipeout
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 3
- Newest began Feb 2022
- Largest fall in its shares
- 99%
- Mar 2017 to May 2026
- Law firms
- 7
- Linked to 5 or more companies
- Lawyers
- 4
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Shares down 95% from their high
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Debt accelerated (Item 2.04)Form 8-K/A (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Polsinelli PCFirst linked Jun 2024 · Named in SEC correspondence · 82 linked companiesSEC/DOJ scrutiny 1.22× · Went dark 0.81× · 95% wipeout 1.36×
- Burns & Levinson LLPFirst linked Jul 2021 · Named in a filing · 35 linked companiesSEC/DOJ scrutiny 1.35× · Went dark 0.00× · 95% wipeout 1.17×
- Trombly Business Law, PCFirst linked Dec 2010 · Named in SEC correspondence · 24 linked companiesSEC/DOJ scrutiny 1.22× · Went dark 1.30× · 95% wipeout 0.37×
- Pillsbury WinthropFirst linked Jul 2006 · Named in SEC correspondence · 516 linked companiesSEC/DOJ scrutiny 1.13× · Went dark 0.82× · 95% wipeout 1.27×
- Cooley LLPFirst linked Mar 2009 · Text search only · 1,634 linked companiesSEC/DOJ scrutiny 0.71× · Went dark 0.44× · 95% wipeout 1.24×
- King & SpaldingFirst linked Dec 2006 · Text search only · 426 linked companiesSEC/DOJ scrutiny 1.28× · Went dark 0.35× · 95% wipeout 1.04×
- Shaw PittmanFirst linked Jul 2006 · Text search only · 149 linked companiesSEC/DOJ scrutiny 0.98× · Went dark 0.53× · 95% wipeout 1.08×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Polsinelli PC | Jun 2024 | Named in SEC correspondence | 82 | 1.22 | 0.81 | 1.36 |
| Burns & Levinson LLP | Jul 2021 | Named in a filing | 35 | 1.35 | 0.00 | 1.17 |
| Trombly Business Law, PC | Dec 2010 | Named in SEC correspondence | 24 | 1.22 | 1.30 | 0.37 |
| Pillsbury Winthrop | Jul 2006 | Named in SEC correspondence | 516 | 1.13 | 0.82 | 1.27 |
| Cooley LLP | Mar 2009 | Text search only | 1,634 | 0.71 | 0.44 | 1.24 |
| King & Spalding | Dec 2006 | Text search only | 426 | 1.28 | 0.35 | 1.04 |
| Shaw Pittman | Jul 2006 | Text search only | 149 | 0.98 | 0.53 | 1.08 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Andrew J. MerkenBurns & Levinson LLPFirst linked Sep 2023 · Named in SEC correspondence · 5 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.00×
- Leslie MarlowBlank RomeFirst linked Sep 2023 · Named in SEC correspondence · 71 linked companiesSEC/DOJ scrutiny 0.58× · Went dark 2.60× · 95% wipeout 1.43×
- Patrick J. EganGracin & Marlow, LLPFirst linked Sep 2023 · Named in SEC correspondence · 43 linked companiesSEC/DOJ scrutiny 0.40× · Went dark 1.84× · 95% wipeout 1.89×
- Noelle MattesonPillsbury WinthropFirst linked Jul 2006 · Text search only · 7 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 2.82×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Andrew J. MerkenBurns & Levinson LLP | Sep 2023 | Named in SEC correspondence | 5 | 0.00 | 0.00 | 0.00 |
| Leslie MarlowBlank Rome | Sep 2023 | Named in SEC correspondence | 71 | 0.58 | 2.60 | 1.43 |
| Patrick J. EganGracin & Marlow, LLP | Sep 2023 | Named in SEC correspondence | 43 | 0.40 | 1.84 | 1.89 |
| Noelle MattesonPillsbury Winthrop | Jul 2006 | Text search only | 7 | 0.00 | 0.00 | 2.82 |