ROMA FINANCIAL CORP ROMA (last ticker on record)
CIK 1355823Its SEC filings (opens in a new tab)
NoneThese figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 0
- None on record
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 2
- Linked to 5 or more companies
- Lawyers
- 9
- Linked to 5 or more companies
What happened
No red flag or SEC or Justice Department event on record.
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Malizia Spidi & Fisch, PCFirst linked Mar 2006 · Named in SEC correspondence · 107 linked companiesSEC/DOJ scrutiny 0.35× · Went dark 0.00× · 95% wipeout 0.30×
- Muldoon Murphy Faucette & Aguggia LLPFirst linked Mar 2006 · Text search only · 161 linked companiesSEC/DOJ scrutiny 0.32× · Went dark 0.00× · 95% wipeout 0.38×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Malizia Spidi & Fisch, PC | Mar 2006 | Named in SEC correspondence | 107 | 0.35 | 0.00 | 0.30 |
| Muldoon Murphy Faucette & Aguggia LLP | Mar 2006 | Text search only | 161 | 0.32 | 0.00 | 0.38 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Joan S. GuilfoyleLoeb & Loeb LLPFirst linked Jul 2009 · Named in SEC correspondence · 44 linked companiesSEC/DOJ scrutiny 0.36× · Went dark 0.00× · 95% wipeout 0.36×
- James C. StewartMalizia Spidi & Fisch, PCFirst linked Apr 2007 · Named in SEC correspondence · 33 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.41×
- Samuel J. MaliziaMalizia Spidi & Fisch, PCFirst linked Apr 2007 · Named in SEC correspondence · 10 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.00×
- Evan M. SeigelMalizia Spidi & Fisch, PCFirst linked Jul 2006 · Named in a filing · 25 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.00×
- Paul T. ShultzFirst linked Jul 2006 · Named in a filing · 136 linked companiesSEC/DOJ scrutiny 1.34× · Went dark 0.18× · 95% wipeout 1.39×
- Richard FischMalizia Spidi & Fisch, PCFirst linked Jul 2006 · Named in a filing · 35 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.21×
- Tiffany A. HasselmanMalizia Spidi & Fisch, PCFirst linked Mar 2006 · Named in SEC correspondence · 13 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.00×
- Spencer L. SchneiderFirst linked Jul 2006 · Text search only · 5 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.00×
- Paul M. AguggiaMuldoon Murphy Faucette & Aguggia LLPFirst linked Apr 2006 · Text search only · 41 linked companiesSEC/DOJ scrutiny 0.57× · Went dark 0.00× · 95% wipeout 0.00×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Joan S. GuilfoyleLoeb & Loeb LLP | Jul 2009 | Named in SEC correspondence | 44 | 0.36 | 0.00 | 0.36 |
| James C. StewartMalizia Spidi & Fisch, PC | Apr 2007 | Named in SEC correspondence | 33 | 0.00 | 0.00 | 0.41 |
| Samuel J. MaliziaMalizia Spidi & Fisch, PC | Apr 2007 | Named in SEC correspondence | 10 | 0.00 | 0.00 | 0.00 |
| Evan M. SeigelMalizia Spidi & Fisch, PC | Jul 2006 | Named in a filing | 25 | 0.00 | 0.00 | 0.00 |
| Paul T. Shultz | Jul 2006 | Named in a filing | 136 | 1.34 | 0.18 | 1.39 |
| Richard FischMalizia Spidi & Fisch, PC | Jul 2006 | Named in a filing | 35 | 0.00 | 0.00 | 0.21 |
| Tiffany A. HasselmanMalizia Spidi & Fisch, PC | Mar 2006 | Named in SEC correspondence | 13 | 0.00 | 0.00 | 0.00 |
| Spencer L. Schneider | Jul 2006 | Text search only | 5 | 0.00 | 0.00 | 0.00 |
| Paul M. AguggiaMuldoon Murphy Faucette & Aguggia LLP | Apr 2006 | Text search only | 41 | 0.57 | 0.00 | 0.00 |