Cowen Holdings, Inc. COWN (last ticker on record)
CIK 1355007Its SEC filings (opens in a new tab)
- SEC/DOJ scrutiny
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began Aug 2006
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 6
- Linked to 5 or more companies
- Lawyers
- 6
- Linked to 5 or more companies
What happened
- A filing mentions a Wells noticeForm 10-Q (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Wachtell Lipton Rosen & KatzFirst linked Jul 2009 · Named in a filing · 889 linked companiesSEC/DOJ scrutiny 1.29× · Went dark 0.07× · 95% wipeout 0.59×
- HALE AND DORRFirst linked Aug 2007 · Named in a filing · 665 linked companiesSEC/DOJ scrutiny 1.06× · Went dark 0.33× · 95% wipeout 1.22×
- WILMER, CUTLER & PICKERINGFirst linked Apr 2007 · Named in a filing · 662 linked companiesSEC/DOJ scrutiny 1.14× · Went dark 0.33× · 95% wipeout 1.23×
- Skadden, Arps, Slate, Meagher & Flom LLPFirst linked Mar 2006 · Named in SEC correspondence · 2,607 linked companiesSEC/DOJ scrutiny 1.15× · Went dark 0.19× · 95% wipeout 0.82×
- Mayer BrownFirst linked May 2006 · Text search only · 680 linked companiesSEC/DOJ scrutiny 0.98× · Went dark 0.34× · 95% wipeout 0.93×
- Brown RudnickFirst linked Mar 2006 · Text search only · 137 linked companiesSEC/DOJ scrutiny 0.84× · Went dark 0.90× · 95% wipeout 1.08×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Wachtell Lipton Rosen & Katz | Jul 2009 | Named in a filing | 889 | 1.29 | 0.07 | 0.59 |
| HALE AND DORR | Aug 2007 | Named in a filing | 665 | 1.06 | 0.33 | 1.22 |
| WILMER, CUTLER & PICKERING | Apr 2007 | Named in a filing | 662 | 1.14 | 0.33 | 1.23 |
| Skadden, Arps, Slate, Meagher & Flom LLP | Mar 2006 | Named in SEC correspondence | 2,607 | 1.15 | 0.19 | 0.82 |
| Mayer Brown | May 2006 | Text search only | 680 | 0.98 | 0.34 | 0.93 |
| Brown Rudnick | Mar 2006 | Text search only | 137 | 0.84 | 0.90 | 1.08 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- David E. ShapiroWachtell Lipton Rosen & KatzFirst linked Jul 2009 · Named in a filing · 56 linked companiesSEC/DOJ scrutiny 0.95× · Went dark 0.00× · 95% wipeout 0.52×
- Erika L. RobinsonWILMER, CUTLER & PICKERINGFirst linked Dec 2007 · Named in a filing · 42 linked companiesSEC/DOJ scrutiny 1.28× · Went dark 0.00× · 95% wipeout 1.15×
- Meredith B. CrossWILMER, CUTLER & PICKERINGFirst linked Apr 2007 · Named in a filing · 33 linked companiesSEC/DOJ scrutiny 0.94× · Went dark 0.00× · 95% wipeout 2.36×
- Phyllis G. KorffSkadden, Arps, Slate, Meagher & Flom LLPFirst linked Mar 2006 · Named in SEC correspondence · 50 linked companiesSEC/DOJ scrutiny 1.53× · Went dark 0.58× · 95% wipeout 1.13×
- James B. CarlsonMayer BrownFirst linked May 2006 · Text search only · 18 linked companiesSEC/DOJ scrutiny 1.34× · Went dark 0.00× · 95% wipeout 0.00×
- Lou R. KlingSkadden, Arps, Slate, Meagher & Flom LLPFirst linked May 2006 · Text search only · 32 linked companiesSEC/DOJ scrutiny 1.64× · Went dark 0.00× · 95% wipeout 0.31×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| David E. ShapiroWachtell Lipton Rosen & Katz | Jul 2009 | Named in a filing | 56 | 0.95 | 0.00 | 0.52 |
| Erika L. RobinsonWILMER, CUTLER & PICKERING | Dec 2007 | Named in a filing | 42 | 1.28 | 0.00 | 1.15 |
| Meredith B. CrossWILMER, CUTLER & PICKERING | Apr 2007 | Named in a filing | 33 | 0.94 | 0.00 | 2.36 |
| Phyllis G. KorffSkadden, Arps, Slate, Meagher & Flom LLP | Mar 2006 | Named in SEC correspondence | 50 | 1.53 | 0.58 | 1.13 |
| James B. CarlsonMayer Brown | May 2006 | Text search only | 18 | 1.34 | 0.00 | 0.00 |
| Lou R. KlingSkadden, Arps, Slate, Meagher & Flom LLP | May 2006 | Text search only | 32 | 1.64 | 0.00 | 0.31 |