HIGHBURY FINANCIAL INC HBRF (last ticker on record)
CIK 1335249Its SEC filings (opens in a new tab)
- Restatement
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began Oct 2006
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 3
- Linked to 5 or more companies
- Lawyers
- 5
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K/A (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Bingham McCutchenFirst linked Aug 2005 · Named in SEC correspondence · 291 linked companiesSEC/DOJ scrutiny 0.94× · Went dark 0.38× · 95% wipeout 1.06×
- Cooley LLPFirst linked Aug 2005 · Named in SEC correspondence · 1,634 linked companiesSEC/DOJ scrutiny 0.71× · Went dark 0.44× · 95% wipeout 1.24×
- Gusrae Kaplan & BrunoFirst linked Sep 2005 · Text search only · 76 linked companiesSEC/DOJ scrutiny 0.60× · Went dark 1.31× · 95% wipeout 0.89×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Bingham McCutchen | Aug 2005 | Named in SEC correspondence | 291 | 0.94 | 0.38 | 1.06 |
| Cooley LLP | Aug 2005 | Named in SEC correspondence | 1,634 | 0.71 | 0.44 | 1.24 |
| Gusrae Kaplan & Bruno | Sep 2005 | Text search only | 76 | 0.60 | 1.31 | 0.89 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Laurie A. CervenyMorgan LewisFirst linked Mar 2010 · Named in a filing · 22 linked companiesSEC/DOJ scrutiny 1.32× · Went dark 1.30× · 95% wipeout 0.53×
- Darren K. DeStefanoCooley LLPFirst linked Jan 2006 · Named in SEC correspondence · 43 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 1.32×
- Ann F. ChamberlainBingham McCutchenFirst linked Aug 2005 · Named in a filing · 17 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.87× · 95% wipeout 2.07×
- Floyd I. WittlinBingham McCutchenFirst linked Aug 2005 · Named in SEC correspondence · 31 linked companiesSEC/DOJ scrutiny 0.28× · Went dark 0.34× · 95% wipeout 1.14×
- Kenneth L. GuernseyCooley LLPFirst linked Aug 2005 · Named in SEC correspondence · 51 linked companiesSEC/DOJ scrutiny 0.56× · Went dark 0.49× · 95% wipeout 1.38×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Laurie A. CervenyMorgan Lewis | Mar 2010 | Named in a filing | 22 | 1.32 | 1.30 | 0.53 |
| Darren K. DeStefanoCooley LLP | Jan 2006 | Named in SEC correspondence | 43 | 0.00 | 0.00 | 1.32 |
| Ann F. ChamberlainBingham McCutchen | Aug 2005 | Named in a filing | 17 | 0.00 | 0.87 | 2.07 |
| Floyd I. WittlinBingham McCutchen | Aug 2005 | Named in SEC correspondence | 31 | 0.28 | 0.34 | 1.14 |
| Kenneth L. GuernseyCooley LLP | Aug 2005 | Named in SEC correspondence | 51 | 0.56 | 0.49 | 1.38 |