NYSE Group, Inc. NYX (last ticker on record)
CIK 1326579Its SEC filings (opens in a new tab)
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 0
- None on record
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 9
- Linked to 5 or more companies
- Lawyers
- 6
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Sullivan & CromwellFirst linked Jul 2005 · Named in SEC correspondence · 1,047 linked companiesSEC/DOJ scrutiny 1.40× · Went dark 0.15× · 95% wipeout 0.69×
- Wachtell Lipton Rosen & KatzFirst linked Jul 2005 · Named in SEC correspondence · 889 linked companiesSEC/DOJ scrutiny 1.31× · Went dark 0.07× · 95% wipeout 0.59×
- Patterson Belknap Webb & TylerFirst linked May 2006 · Text search only · 185 linked companiesSEC/DOJ scrutiny 0.89× · Went dark 0.51× · 95% wipeout 1.17×
- Paul Weiss Rifkind Wharton & GarrisonFirst linked Oct 2005 · Text search only · 826 linked companiesSEC/DOJ scrutiny 1.02× · Went dark 0.18× · 95% wipeout 0.83×
- Reed & ReedFirst linked Oct 2005 · Text search only · 15 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 1.57× · 95% wipeout 0.43×
- Brown & AssociatesFirst linked Jul 2005 · Text search only · 19 linked companiesSEC/DOJ scrutiny 1.19× · Went dark 0.47× · 95% wipeout 0.55×
- Milbank Tweed Hadley & McCloyFirst linked Jul 2005 · Text search only · 439 linked companiesSEC/DOJ scrutiny 1.03× · Went dark 0.35× · 95% wipeout 0.76×
- O Melveny & Myers LLPFirst linked Jul 2005 · Text search only · 589 linked companiesSEC/DOJ scrutiny 1.07× · Went dark 0.25× · 95% wipeout 1.07×
- Winston & StrawnFirst linked Jul 2005 · Text search only · 585 linked companiesSEC/DOJ scrutiny 1.18× · Went dark 0.60× · 95% wipeout 1.02×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Sullivan & Cromwell | Jul 2005 | Named in SEC correspondence | 1,047 | 1.40 | 0.15 | 0.69 |
| Wachtell Lipton Rosen & Katz | Jul 2005 | Named in SEC correspondence | 889 | 1.31 | 0.07 | 0.59 |
| Patterson Belknap Webb & Tyler | May 2006 | Text search only | 185 | 0.89 | 0.51 | 1.17 |
| Paul Weiss Rifkind Wharton & Garrison | Oct 2005 | Text search only | 826 | 1.02 | 0.18 | 0.83 |
| Reed & Reed | Oct 2005 | Text search only | 15 | 0.00 | 1.57 | 0.43 |
| Brown & Associates | Jul 2005 | Text search only | 19 | 1.19 | 0.47 | 0.55 |
| Milbank Tweed Hadley & McCloy | Jul 2005 | Text search only | 439 | 1.03 | 0.35 | 0.76 |
| O Melveny & Myers LLP | Jul 2005 | Text search only | 589 | 1.07 | 0.25 | 1.07 |
| Winston & Strawn | Jul 2005 | Text search only | 585 | 1.18 | 0.60 | 1.02 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Catherine M. ClarkinSullivan & CromwellFirst linked Nov 2005 · Named in SEC correspondence · 52 linked companiesSEC/DOJ scrutiny 1.52× · Went dark 0.00× · 95% wipeout 0.77×
- David C. KarpWachtell Lipton Rosen & KatzFirst linked Jul 2005 · Named in a filing · 12 linked companiesSEC/DOJ scrutiny 1.72× · Went dark 0.00× · 95% wipeout 1.04×
- David K. LamWachtell Lipton Rosen & KatzFirst linked Jul 2005 · Named in SEC correspondence · 110 linked companiesSEC/DOJ scrutiny 1.17× · Went dark 0.00× · 95% wipeout 0.52×
- John EvangelakosSullivan & CromwellFirst linked Jul 2005 · Named in SEC correspondence · 15 linked companiesSEC/DOJ scrutiny 0.95× · Went dark 2.37× · 95% wipeout 0.00×
- Thomas C. CookThomas C. Cook Attorney at LawFirst linked Apr 2006 · Text search only · 80 linked companiesSEC/DOJ scrutiny 1.07× · Went dark 1.96× · 95% wipeout 0.59×
- DOUGLAS A. CIFUPaul Weiss Rifkind Wharton & GarrisonFirst linked Oct 2005 · Text search only · 26 linked companiesSEC/DOJ scrutiny 1.28× · Went dark 0.00× · 95% wipeout 0.58×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Catherine M. ClarkinSullivan & Cromwell | Nov 2005 | Named in SEC correspondence | 52 | 1.52 | 0.00 | 0.77 |
| David C. KarpWachtell Lipton Rosen & Katz | Jul 2005 | Named in a filing | 12 | 1.72 | 0.00 | 1.04 |
| David K. LamWachtell Lipton Rosen & Katz | Jul 2005 | Named in SEC correspondence | 110 | 1.17 | 0.00 | 0.52 |
| John EvangelakosSullivan & Cromwell | Jul 2005 | Named in SEC correspondence | 15 | 0.95 | 2.37 | 0.00 |
| Thomas C. CookThomas C. Cook Attorney at Law | Apr 2006 | Text search only | 80 | 1.07 | 1.96 | 0.59 |
| DOUGLAS A. CIFUPaul Weiss Rifkind Wharton & Garrison | Oct 2005 | Text search only | 26 | 1.28 | 0.00 | 0.58 |