Castle Brands Inc ROX (last ticker on record)
CIK 1311538Its SEC filings (opens in a new tab)
- 95% wipeout
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began May 2008
- Largest fall in its shares
- 98%
- Apr 2006 to Jul 2008
- Law firms
- 10
- Linked to 5 or more companies
- Lawyers
- 5
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Shares down 95% from their high
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Holland & KnightFirst linked Sep 2019 · Named in a filing · 413 linked companiesSEC/DOJ scrutiny 1.17× · Went dark 0.82× · 95% wipeout 1.19×
- Greenberg TraurigFirst linked Aug 2011 · Named in a filing · 1,223 linked companiesSEC/DOJ scrutiny 1.01× · Went dark 1.03× · 95% wipeout 1.10×
- Patterson Belknap Webb & TylerFirst linked Sep 2005 · Named in SEC correspondence · 185 linked companiesSEC/DOJ scrutiny 0.89× · Went dark 0.51× · 95% wipeout 1.17×
- Dewey BallantineFirst linked Mar 2006 · Text search only · 228 linked companiesSEC/DOJ scrutiny 2.03× · Went dark 0.29× · 95% wipeout 0.87×
- Kramer Levin NaftalisFirst linked Mar 2006 · Text search only · 304 linked companiesSEC/DOJ scrutiny 0.95× · Went dark 0.68× · 95% wipeout 1.16×
- Armstrong TeasdaleFirst linked Sep 2005 · Text search only · 64 linked companiesSEC/DOJ scrutiny 1.00× · Went dark 0.00× · 95% wipeout 1.51×
- Jackson Walker L.L.P.First linked Sep 2005 · Text search only · 158 linked companiesSEC/DOJ scrutiny 1.10× · Went dark 0.81× · 95% wipeout 1.39×
- Nixon PeabodyFirst linked Sep 2005 · Text search only · 196 linked companiesSEC/DOJ scrutiny 1.13× · Went dark 0.78× · 95% wipeout 0.90×
- Orrick, Herrington & Sutcliffe LLPFirst linked Sep 2005 · Text search only · 500 linked companiesSEC/DOJ scrutiny 1.12× · Went dark 0.61× · 95% wipeout 1.08×
- WolfBlock LLPFirst linked Sep 2005 · Text search only · 84 linked companiesSEC/DOJ scrutiny 0.84× · Went dark 1.36× · 95% wipeout 1.04×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Holland & Knight | Sep 2019 | Named in a filing | 413 | 1.17 | 0.82 | 1.19 |
| Greenberg Traurig | Aug 2011 | Named in a filing | 1,223 | 1.01 | 1.03 | 1.10 |
| Patterson Belknap Webb & Tyler | Sep 2005 | Named in SEC correspondence | 185 | 0.89 | 0.51 | 1.17 |
| Dewey Ballantine | Mar 2006 | Text search only | 228 | 2.03 | 0.29 | 0.87 |
| Kramer Levin Naftalis | Mar 2006 | Text search only | 304 | 0.95 | 0.68 | 1.16 |
| Armstrong Teasdale | Sep 2005 | Text search only | 64 | 1.00 | 0.00 | 1.51 |
| Jackson Walker L.L.P. | Sep 2005 | Text search only | 158 | 1.10 | 0.81 | 1.39 |
| Nixon Peabody | Sep 2005 | Text search only | 196 | 1.13 | 0.78 | 0.90 |
| Orrick, Herrington & Sutcliffe LLP | Sep 2005 | Text search only | 500 | 1.12 | 0.61 | 1.08 |
| WolfBlock LLP | Sep 2005 | Text search only | 84 | 0.84 | 1.36 | 1.04 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Bradley D. HouserHolland & KnightFirst linked Sep 2019 · Named in a filing · 25 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.65× · 95% wipeout 1.79×
- Shane SegarraHolland & KnightFirst linked Sep 2019 · Named in a filing · 8 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 1.50×
- Joshua M. SamekGreenberg TraurigFirst linked Mar 2017 · Named in a filing · 14 linked companiesSEC/DOJ scrutiny 2.49× · Went dark 0.00× · 95% wipeout 1.48×
- Robert L. GrossmanGreenberg TraurigFirst linked Aug 2011 · Named in a filing · 29 linked companiesSEC/DOJ scrutiny 0.77× · Went dark 0.00× · 95% wipeout 1.39×
- Matthew J. BensonEdwards Angell Palmer & DodgeFirst linked Nov 2005 · Text search only · 11 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 1.88×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Bradley D. HouserHolland & Knight | Sep 2019 | Named in a filing | 25 | 0.00 | 0.65 | 1.79 |
| Shane SegarraHolland & Knight | Sep 2019 | Named in a filing | 8 | 0.00 | 0.00 | 1.50 |
| Joshua M. SamekGreenberg Traurig | Mar 2017 | Named in a filing | 14 | 2.49 | 0.00 | 1.48 |
| Robert L. GrossmanGreenberg Traurig | Aug 2011 | Named in a filing | 29 | 0.77 | 0.00 | 1.39 |
| Matthew J. BensonEdwards Angell Palmer & Dodge | Nov 2005 | Text search only | 11 | 0.00 | 0.00 | 1.88 |