HOULIHAN LOKEY, INC. HLI (last ticker on record)
CIK 1302215Its SEC filings (opens in a new tab)
- SEC/DOJ scrutiny
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began May 2023
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 3
- Linked to 5 or more companies
- Lawyers
- 9
- Linked to 5 or more companies
What happened
- A filing mentions cooperating with the SECForm 10-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Latham & Watkins LLPFirst linked May 2015 · Named in SEC correspondence · 2,669 linked companiesSEC/DOJ scrutiny 0.98× · Went dark 0.31× · 95% wipeout 1.08×
- Skadden, Arps, Slate, Meagher & Flom LLPFirst linked May 2015 · Named in SEC correspondence · 2,607 linked companiesSEC/DOJ scrutiny 1.15× · Went dark 0.19× · 95% wipeout 0.82×
- Sullivan & CromwellFirst linked Jul 2015 · Text search only · 1,047 linked companiesSEC/DOJ scrutiny 1.40× · Went dark 0.15× · 95% wipeout 0.66×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Latham & Watkins LLP | May 2015 | Named in SEC correspondence | 2,669 | 0.98 | 0.31 | 1.08 |
| Skadden, Arps, Slate, Meagher & Flom LLP | May 2015 | Named in SEC correspondence | 2,607 | 1.15 | 0.19 | 0.82 |
| Sullivan & Cromwell | Jul 2015 | Text search only | 1,047 | 1.40 | 0.15 | 0.66 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Brent T. EpsteinLatham & Watkins LLPFirst linked Aug 2020 · Named in SEC correspondence · 26 linked companiesSEC/DOJ scrutiny 1.66× · Went dark 0.00× · 95% wipeout 1.21×
- Steven B. StokdykLatham & Watkins LLPFirst linked Jul 2016 · Named in SEC correspondence · 62 linked companiesSEC/DOJ scrutiny 1.06× · Went dark 0.00× · 95% wipeout 0.94×
- Andrea L. NicolasSkadden, Arps, Slate, Meagher & Flom LLPFirst linked May 2015 · Named in SEC correspondence · 33 linked companiesSEC/DOJ scrutiny 1.42× · Went dark 0.00× · 95% wipeout 1.38×
- Gregg A. NoelSkadden, Arps, Slate, Meagher & Flom LLPFirst linked May 2015 · Named in SEC correspondence · 206 linked companiesSEC/DOJ scrutiny 1.75× · Went dark 0.21× · 95% wipeout 0.97×
- Gregory A. FernicolaSkadden, Arps, Slate, Meagher & Flom LLPFirst linked May 2015 · Named in SEC correspondence · 67 linked companiesSEC/DOJ scrutiny 1.07× · Went dark 0.40× · 95% wipeout 0.94×
- Marc D. JaffeLatham & Watkins LLPFirst linked May 2015 · Named in SEC correspondence · 156 linked companiesSEC/DOJ scrutiny 1.05× · Went dark 0.00× · 95% wipeout 1.09×
- David A. ZaheerLatham & Watkins LLPFirst linked Jul 2015 · Text search only · 12 linked companiesSEC/DOJ scrutiny 3.01× · Went dark 0.00× · 95% wipeout 1.77×
- David B. HarmsSullivan & CromwellFirst linked Jul 2015 · Text search only · 19 linked companiesSEC/DOJ scrutiny 2.32× · Went dark 0.00× · 95% wipeout 0.00×
- RYAN K. DEFORDLatham & Watkins LLPFirst linked May 2015 · Text search only · 15 linked companiesSEC/DOJ scrutiny 2.39× · Went dark 4.39× · 95% wipeout 0.38×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Brent T. EpsteinLatham & Watkins LLP | Aug 2020 | Named in SEC correspondence | 26 | 1.66 | 0.00 | 1.21 |
| Steven B. StokdykLatham & Watkins LLP | Jul 2016 | Named in SEC correspondence | 62 | 1.06 | 0.00 | 0.94 |
| Andrea L. NicolasSkadden, Arps, Slate, Meagher & Flom LLP | May 2015 | Named in SEC correspondence | 33 | 1.42 | 0.00 | 1.38 |
| Gregg A. NoelSkadden, Arps, Slate, Meagher & Flom LLP | May 2015 | Named in SEC correspondence | 206 | 1.75 | 0.21 | 0.97 |
| Gregory A. FernicolaSkadden, Arps, Slate, Meagher & Flom LLP | May 2015 | Named in SEC correspondence | 67 | 1.07 | 0.40 | 0.94 |
| Marc D. JaffeLatham & Watkins LLP | May 2015 | Named in SEC correspondence | 156 | 1.05 | 0.00 | 1.09 |
| David A. ZaheerLatham & Watkins LLP | Jul 2015 | Text search only | 12 | 3.01 | 0.00 | 1.77 |
| David B. HarmsSullivan & Cromwell | Jul 2015 | Text search only | 19 | 2.32 | 0.00 | 0.00 |
| RYAN K. DEFORDLatham & Watkins LLP | May 2015 | Text search only | 15 | 2.39 | 4.39 | 0.38 |