Axos Financial, Inc. AX (last ticker on record)
CIK 1299709Its SEC filings (opens in a new tab)
- Restructuring
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began Feb 2021
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 7
- Linked to 5 or more companies
- Lawyers
- 5
- Linked to 5 or more companies
What happened
- Debt accelerated (Item 2.04)Form 8-K (opens in a new tab)
- Exit or disposal costs (Item 2.05)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Thompson CoburnFirst linked Feb 2024 · Named in a filing · 85 linked companiesSEC/DOJ scrutiny 1.13× · Went dark 1.01× · 95% wipeout 1.33×
- Sheppard MullinFirst linked Mar 2021 · Named in a filing · 392 linked companiesSEC/DOJ scrutiny 1.12× · Went dark 0.81× · 95% wipeout 1.22×
- Loeb & Loeb LLPFirst linked Mar 2013 · Named in SEC correspondence · 838 linked companiesSEC/DOJ scrutiny 0.92× · Went dark 0.99× · 95% wipeout 1.10×
- Reed SmithFirst linked Feb 2012 · Named in SEC correspondence · 487 linked companiesSEC/DOJ scrutiny 1.15× · Went dark 0.77× · 95% wipeout 1.13×
- Keesal Young & LoganFirst linked Nov 2009 · Named in a filing · 8 linked companiesSEC/DOJ scrutiny 3.19× · Went dark 0.00× · 95% wipeout 1.32×
- Morrison & FoersterFirst linked Dec 2004 · Named in SEC correspondence · 825 linked companiesSEC/DOJ scrutiny 1.17× · Went dark 0.55× · 95% wipeout 1.15×
- Heller EhrmanFirst linked Dec 2004 · Text search only · 256 linked companiesSEC/DOJ scrutiny 1.00× · Went dark 0.76× · 95% wipeout 0.96×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Thompson Coburn | Feb 2024 | Named in a filing | 85 | 1.13 | 1.01 | 1.33 |
| Sheppard Mullin | Mar 2021 | Named in a filing | 392 | 1.12 | 0.81 | 1.22 |
| Loeb & Loeb LLP | Mar 2013 | Named in SEC correspondence | 838 | 0.92 | 0.99 | 1.10 |
| Reed Smith | Feb 2012 | Named in SEC correspondence | 487 | 1.15 | 0.77 | 1.13 |
| Keesal Young & Logan | Nov 2009 | Named in a filing | 8 | 3.19 | 0.00 | 1.32 |
| Morrison & Foerster | Dec 2004 | Named in SEC correspondence | 825 | 1.17 | 0.55 | 1.15 |
| Heller Ehrman | Dec 2004 | Text search only | 256 | 1.00 | 0.76 | 0.96 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- John D. TishlerSheppard MullinFirst linked Mar 2021 · Named in a filing · 20 linked companiesSEC/DOJ scrutiny 1.36× · Went dark 3.18× · 95% wipeout 1.34×
- Allen Z. SussmanLoeb & Loeb LLPFirst linked Dec 2004 · Named in SEC correspondence · 27 linked companiesSEC/DOJ scrutiny 0.93× · Went dark 0.62× · 95% wipeout 0.27×
- Charles C. KimMorrison & FoersterFirst linked Dec 2004 · Named in SEC correspondence · 14 linked companiesSEC/DOJ scrutiny 0.48× · Went dark 0.00× · 95% wipeout 1.81×
- Ivan A. GaviriaGunderson DettmerFirst linked Dec 2004 · Named in a filing · 7 linked companiesSEC/DOJ scrutiny 1.09× · Went dark 0.00× · 95% wipeout 0.00×
- ALAN JACOBSHeller EhrmanFirst linked Dec 2004 · Text search only · 9 linked companiesSEC/DOJ scrutiny 0.89× · Went dark 0.00× · 95% wipeout 0.00×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| John D. TishlerSheppard Mullin | Mar 2021 | Named in a filing | 20 | 1.36 | 3.18 | 1.34 |
| Allen Z. SussmanLoeb & Loeb LLP | Dec 2004 | Named in SEC correspondence | 27 | 0.93 | 0.62 | 0.27 |
| Charles C. KimMorrison & Foerster | Dec 2004 | Named in SEC correspondence | 14 | 0.48 | 0.00 | 1.81 |
| Ivan A. GaviriaGunderson Dettmer | Dec 2004 | Named in a filing | 7 | 1.09 | 0.00 | 0.00 |
| ALAN JACOBSHeller Ehrman | Dec 2004 | Text search only | 9 | 0.89 | 0.00 | 0.00 |