optionsXpress Holdings, Inc. OXPS (last ticker on record)
CIK 1299688Its SEC filings (opens in a new tab)
NoneThese figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 0
- None on record
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 5
- Linked to 5 or more companies
- Lawyers
- 3
- Linked to 5 or more companies
What happened
No red flag or SEC or Justice Department event on record.
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Simpson Thacher & BartlettFirst linked Jul 2011 · Named in a filing · 1,396 linked companiesSEC/DOJ scrutiny 1.28× · Went dark 0.11× · 95% wipeout 0.92×
- Kirkland & EllisFirst linked Oct 2004 · Named in SEC correspondence · 1,686 linked companiesSEC/DOJ scrutiny 0.98× · Went dark 0.17× · 95% wipeout 0.87×
- Sullivan & CromwellFirst linked Oct 2004 · Named in SEC correspondence · 1,047 linked companiesSEC/DOJ scrutiny 1.40× · Went dark 0.15× · 95% wipeout 0.69×
- COFFIELD UNGARETTI & HARRISFirst linked Jan 2005 · Text search only · 12 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 1.42× · 95% wipeout 0.00×
- Vedder PriceFirst linked Jan 2005 · Text search only · 144 linked companiesSEC/DOJ scrutiny 1.03× · Went dark 0.35× · 95% wipeout 0.94×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Simpson Thacher & Bartlett | Jul 2011 | Named in a filing | 1,396 | 1.28 | 0.11 | 0.92 |
| Kirkland & Ellis | Oct 2004 | Named in SEC correspondence | 1,686 | 0.98 | 0.17 | 0.87 |
| Sullivan & Cromwell | Oct 2004 | Named in SEC correspondence | 1,047 | 1.40 | 0.15 | 0.69 |
| COFFIELD UNGARETTI & HARRIS | Jan 2005 | Text search only | 12 | 0.00 | 1.42 | 0.00 |
| Vedder Price | Jan 2005 | Text search only | 144 | 1.03 | 0.35 | 0.94 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- David B. HarmsSullivan & CromwellFirst linked Oct 2004 · Named in SEC correspondence · 19 linked companiesSEC/DOJ scrutiny 2.31× · Went dark 0.00× · 95% wipeout 0.00×
- Gerald T. NowakKirkland & EllisFirst linked Oct 2004 · Named in SEC correspondence · 38 linked companiesSEC/DOJ scrutiny 0.83× · Went dark 0.00× · 95% wipeout 0.55×
- Michael A. NemeroffVedder PriceFirst linked Jan 2005 · Text search only · 6 linked companiesSEC/DOJ scrutiny 1.71× · Went dark 6.17× · 95% wipeout 0.84×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| David B. HarmsSullivan & Cromwell | Oct 2004 | Named in SEC correspondence | 19 | 2.31 | 0.00 | 0.00 |
| Gerald T. NowakKirkland & Ellis | Oct 2004 | Named in SEC correspondence | 38 | 0.83 | 0.00 | 0.55 |
| Michael A. NemeroffVedder Price | Jan 2005 | Text search only | 6 | 1.71 | 6.17 | 0.84 |