Calamos Asset Management, Inc. CLMS (last ticker on record)
CIK 1299033Its SEC filings (opens in a new tab)
- SEC/DOJ scrutiny
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began Aug 2016
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 4
- Linked to 5 or more companies
- Lawyers
- 7
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- A filing mentions a Wells noticeForm 10-Q (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Shearman & SterlingFirst linked Aug 2004 · Named in SEC correspondence · 2,649 linked companiesSEC/DOJ scrutiny 1.21× · Went dark 0.13× · 95% wipeout 0.87×
- Vedder PriceFirst linked Aug 2004 · Named in SEC correspondence · 144 linked companiesSEC/DOJ scrutiny 1.03× · Went dark 0.35× · 95% wipeout 0.94×
- Fried FrankFirst linked Oct 2004 · Text search only · 540 linked companiesSEC/DOJ scrutiny 1.33× · Went dark 0.24× · 95% wipeout 0.94×
- Gardner Carton & DouglasFirst linked Oct 2004 · Text search only · 46 linked companiesSEC/DOJ scrutiny 1.68× · Went dark 0.00× · 95% wipeout 0.90×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Shearman & Sterling | Aug 2004 | Named in SEC correspondence | 2,649 | 1.21 | 0.13 | 0.87 |
| Vedder Price | Aug 2004 | Named in SEC correspondence | 144 | 1.03 | 0.35 | 0.94 |
| Fried Frank | Oct 2004 | Text search only | 540 | 1.33 | 0.24 | 0.94 |
| Gardner Carton & Douglas | Oct 2004 | Text search only | 46 | 1.68 | 0.00 | 0.90 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Peter G. SmithKramer Levin NaftalisFirst linked Jan 2017 · Named in SEC correspondence · 23 linked companiesSEC/DOJ scrutiny 1.54× · Went dark 0.00× · 95% wipeout 1.25×
- Christopher G. BarrettVedder PriceFirst linked Jan 2017 · Named in SEC correspondence · 7 linked companiesSEC/DOJ scrutiny 1.76× · Went dark 0.00× · 95% wipeout 1.92×
- John T. BlatchfordVedder PriceFirst linked Jan 2017 · Named in SEC correspondence · 11 linked companiesSEC/DOJ scrutiny 1.75× · Went dark 0.00× · 95% wipeout 1.01×
- Thomas P. DesmondVedder PriceFirst linked Oct 2004 · Named in a filing · 14 linked companiesSEC/DOJ scrutiny 0.46× · Went dark 0.00× · 95% wipeout 0.73×
- Michael J. SchiavoneShearman & SterlingFirst linked Aug 2004 · Named in SEC correspondence · 24 linked companiesSEC/DOJ scrutiny 1.12× · Went dark 0.00× · 95% wipeout 0.00×
- Ralph ArditiSkadden, Arps, Slate, Meagher & Flom LLPFirst linked Aug 2004 · Named in a filing · 9 linked companiesSEC/DOJ scrutiny 0.73× · Went dark 0.00× · 95% wipeout 0.00×
- Gary P. CullenSkadden, Arps, Slate, Meagher & Flom LLPFirst linked Oct 2004 · Text search only · 14 linked companiesSEC/DOJ scrutiny 1.21× · Went dark 1.44× · 95% wipeout 2.05×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Peter G. SmithKramer Levin Naftalis | Jan 2017 | Named in SEC correspondence | 23 | 1.54 | 0.00 | 1.25 |
| Christopher G. BarrettVedder Price | Jan 2017 | Named in SEC correspondence | 7 | 1.76 | 0.00 | 1.92 |
| John T. BlatchfordVedder Price | Jan 2017 | Named in SEC correspondence | 11 | 1.75 | 0.00 | 1.01 |
| Thomas P. DesmondVedder Price | Oct 2004 | Named in a filing | 14 | 0.46 | 0.00 | 0.73 |
| Michael J. SchiavoneShearman & Sterling | Aug 2004 | Named in SEC correspondence | 24 | 1.12 | 0.00 | 0.00 |
| Ralph ArditiSkadden, Arps, Slate, Meagher & Flom LLP | Aug 2004 | Named in a filing | 9 | 0.73 | 0.00 | 0.00 |
| Gary P. CullenSkadden, Arps, Slate, Meagher & Flom LLP | Oct 2004 | Text search only | 14 | 1.21 | 1.44 | 2.05 |