GFI Group Inc. GFIG (last ticker on record)
CIK 1292426Its SEC filings (opens in a new tab)
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 0
- None on record
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 8
- Linked to 5 or more companies
- Lawyers
- 8
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- White & CaseFirst linked Nov 2014 · Named in SEC correspondence · 907 linked companiesSEC/DOJ scrutiny 1.04× · Went dark 0.33× · 95% wipeout 0.91×
- Wachtell Lipton Rosen & KatzFirst linked Sep 2014 · Named in SEC correspondence · 889 linked companiesSEC/DOJ scrutiny 1.31× · Went dark 0.07× · 95% wipeout 0.59×
- Willkie FarrFirst linked Jun 2011 · Named in SEC correspondence · 539 linked companiesSEC/DOJ scrutiny 1.23× · Went dark 0.40× · 95% wipeout 0.84×
- Kirkland & EllisFirst linked Jun 2008 · Named in a filing · 1,686 linked companiesSEC/DOJ scrutiny 0.98× · Went dark 0.17× · 95% wipeout 0.87×
- Milbank Tweed Hadley & McCloyFirst linked Jun 2004 · Named in SEC correspondence · 439 linked companiesSEC/DOJ scrutiny 1.03× · Went dark 0.35× · 95% wipeout 0.76×
- Greenberg TraurigFirst linked Sep 2004 · Text search only · 1,223 linked companiesSEC/DOJ scrutiny 1.01× · Went dark 1.03× · 95% wipeout 1.10×
- Pepper HamiltonFirst linked Sep 2004 · Text search only · 340 linked companiesSEC/DOJ scrutiny 1.03× · Went dark 0.35× · 95% wipeout 1.13×
- Brown Raysman Millstein Felder & SteinerFirst linked Jun 2004 · Text search only · 25 linked companiesSEC/DOJ scrutiny 2.09× · Went dark 0.57× · 95% wipeout 1.47×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| White & Case | Nov 2014 | Named in SEC correspondence | 907 | 1.04 | 0.33 | 0.91 |
| Wachtell Lipton Rosen & Katz | Sep 2014 | Named in SEC correspondence | 889 | 1.31 | 0.07 | 0.59 |
| Willkie Farr | Jun 2011 | Named in SEC correspondence | 539 | 1.23 | 0.40 | 0.84 |
| Kirkland & Ellis | Jun 2008 | Named in a filing | 1,686 | 0.98 | 0.17 | 0.87 |
| Milbank Tweed Hadley & McCloy | Jun 2004 | Named in SEC correspondence | 439 | 1.03 | 0.35 | 0.76 |
| Greenberg Traurig | Sep 2004 | Text search only | 1,223 | 1.01 | 1.03 | 1.10 |
| Pepper Hamilton | Sep 2004 | Text search only | 340 | 1.03 | 0.35 | 1.13 |
| Brown Raysman Millstein Felder & Steiner | Jun 2004 | Text search only | 25 | 2.09 | 0.57 | 1.47 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Michael A. SchwartzWillkie FarrFirst linked Jan 2015 · Named in a filing · 24 linked companiesSEC/DOJ scrutiny 0.74× · Went dark 0.00× · 95% wipeout 0.00×
- Bryan J. LuchsWhite & CaseFirst linked Nov 2014 · Named in SEC correspondence · 12 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.86×
- David K. LamWachtell Lipton Rosen & KatzFirst linked Sep 2014 · Named in SEC correspondence · 110 linked companiesSEC/DOJ scrutiny 1.17× · Went dark 0.00× · 95% wipeout 0.52×
- Morton A. PierceDewey BallantineFirst linked Aug 2014 · Named in SEC correspondence · 54 linked companiesSEC/DOJ scrutiny 1.94× · Went dark 0.40× · 95% wipeout 0.34×
- Jeffrey R. PossWillkie FarrFirst linked Jun 2011 · Named in SEC correspondence · 10 linked companiesSEC/DOJ scrutiny 1.48× · Went dark 0.00× · 95% wipeout 0.00×
- Michael A. KatzWillkie FarrFirst linked Jun 2011 · Named in a filing · 8 linked companiesSEC/DOJ scrutiny 2.60× · Went dark 0.00× · 95% wipeout 0.00×
- Clifford E. NeimethGreenberg TraurigFirst linked Sep 2004 · Text search only · 20 linked companiesSEC/DOJ scrutiny 0.88× · Went dark 0.00× · 95% wipeout 0.80×
- Arnold B. Peinado IIIMilbank Tweed Hadley & McCloyFirst linked Jun 2004 · Text search only · 16 linked companiesSEC/DOJ scrutiny 1.72× · Went dark 0.00× · 95% wipeout 0.40×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Michael A. SchwartzWillkie Farr | Jan 2015 | Named in a filing | 24 | 0.74 | 0.00 | 0.00 |
| Bryan J. LuchsWhite & Case | Nov 2014 | Named in SEC correspondence | 12 | 0.00 | 0.00 | 0.86 |
| David K. LamWachtell Lipton Rosen & Katz | Sep 2014 | Named in SEC correspondence | 110 | 1.17 | 0.00 | 0.52 |
| Morton A. PierceDewey Ballantine | Aug 2014 | Named in SEC correspondence | 54 | 1.94 | 0.40 | 0.34 |
| Jeffrey R. PossWillkie Farr | Jun 2011 | Named in SEC correspondence | 10 | 1.48 | 0.00 | 0.00 |
| Michael A. KatzWillkie Farr | Jun 2011 | Named in a filing | 8 | 2.60 | 0.00 | 0.00 |
| Clifford E. NeimethGreenberg Traurig | Sep 2004 | Text search only | 20 | 0.88 | 0.00 | 0.80 |
| Arnold B. Peinado IIIMilbank Tweed Hadley & McCloy | Jun 2004 | Text search only | 16 | 1.72 | 0.00 | 0.40 |