Morningstar, Inc. MORN (last ticker on record)
CIK 1289419Its SEC filings (opens in a new tab)
- SEC/DOJ scrutiny
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began Jul 2023
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 4
- Linked to 5 or more companies
- Lawyers
- 3
- Linked to 5 or more companies
What happened
- A filing mentions a Wells noticeForm 10-Q (opens in a new tab)
- A filing mentions a Wells noticeForm 10-Q (opens in a new tab)
- Far more SEC letters than usualSEC letter (opens in a new tab)
- A filing mentions an SEC subpoenaForm 10-K (opens in a new tab)
- A filing mentions cooperating with the SECForm 8-K (opens in a new tab)
- A filing mentions an SEC subpoenaForm 8-K (opens in a new tab)
- A filing mentions a Wells noticeForm 10-Q (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Sidley AustinFirst linked May 2004 · Named in SEC correspondence · 1,210 linked companiesSEC/DOJ scrutiny 1.30× · Went dark 0.14× · 95% wipeout 0.93×
- Winston & StrawnFirst linked May 2004 · Named in a filing · 585 linked companiesSEC/DOJ scrutiny 1.18× · Went dark 0.60× · 95% wipeout 1.02×
- Chapman and CutlerFirst linked Apr 2005 · Text search only · 95 linked companiesSEC/DOJ scrutiny 1.17× · Went dark 0.32× · 95% wipeout 0.93×
- Sullivan & CromwellFirst linked May 2004 · Text search only · 1,047 linked companiesSEC/DOJ scrutiny 1.40× · Went dark 0.15× · 95% wipeout 0.69×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Sidley Austin | May 2004 | Named in SEC correspondence | 1,210 | 1.30 | 0.14 | 0.93 |
| Winston & Strawn | May 2004 | Named in a filing | 585 | 1.18 | 0.60 | 1.02 |
| Chapman and Cutler | Apr 2005 | Text search only | 95 | 1.17 | 0.32 | 0.93 |
| Sullivan & Cromwell | May 2004 | Text search only | 1,047 | 1.40 | 0.15 | 0.69 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Sonia BarrosSidley AustinFirst linked Apr 2023 · Named in SEC correspondence · 21 linked companiesSEC/DOJ scrutiny 0.55× · Went dark 0.00× · 95% wipeout 0.00×
- Matthew F. BergmannWinston & StrawnFirst linked May 2004 · Named in a filing · 8 linked companiesSEC/DOJ scrutiny 0.70× · Went dark 0.00× · 95% wipeout 2.50×
- Steven J. GavinWinston & StrawnFirst linked May 2004 · Named in a filing · 30 linked companiesSEC/DOJ scrutiny 1.15× · Went dark 0.00× · 95% wipeout 1.29×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Sonia BarrosSidley Austin | Apr 2023 | Named in SEC correspondence | 21 | 0.55 | 0.00 | 0.00 |
| Matthew F. BergmannWinston & Strawn | May 2004 | Named in a filing | 8 | 0.70 | 0.00 | 2.50 |
| Steven J. GavinWinston & Strawn | May 2004 | Named in a filing | 30 | 1.15 | 0.00 | 1.29 |