REGIONS FINANCIAL CORP RF (last ticker on record)
CIK 1281761Its SEC filings (opens in a new tab)
- SEC/DOJ scrutiny
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began May 2009
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 8
- Linked to 5 or more companies
- Lawyers
- 10
- Linked to 5 or more companies
What happened
- A filing mentions a Wells noticeForm 10-Q (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Maynard Cooper & GaleFirst linked Dec 2020 · Named in a filing · 43 linked companiesSEC/DOJ scrutiny 1.63× · Went dark 0.00× · 95% wipeout 1.14×
- Adams and ReeseFirst linked Jul 2006 · Named in a filing · 37 linked companiesSEC/DOJ scrutiny 1.78× · Went dark 0.43× · 95% wipeout 1.55×
- Sidley AustinFirst linked Jul 2005 · Named in a filing · 1,210 linked companiesSEC/DOJ scrutiny 1.30× · Went dark 0.14× · 95% wipeout 0.93×
- Richards, Layton & Finger, P.A.First linked Apr 2005 · Named in a filing · 995 linked companiesSEC/DOJ scrutiny 1.46× · Went dark 0.37× · 95% wipeout 0.80×
- Alston & BirdFirst linked Feb 2004 · Named in a filing · 583 linked companiesSEC/DOJ scrutiny 0.99× · Went dark 0.39× · 95% wipeout 0.79×
- Sullivan & CromwellFirst linked Feb 2004 · Named in SEC correspondence · 1,047 linked companiesSEC/DOJ scrutiny 1.40× · Went dark 0.15× · 95% wipeout 0.69×
- Wachtell Lipton Rosen & KatzFirst linked Feb 2004 · Named in a filing · 889 linked companiesSEC/DOJ scrutiny 1.31× · Went dark 0.07× · 95% wipeout 0.59×
- STEWART, MELVIN & FROSTFirst linked Feb 2004 · Text search only · 5 linked companiesSEC/DOJ scrutiny 1.11× · Went dark 0.00× · 95% wipeout 0.00×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Maynard Cooper & Gale | Dec 2020 | Named in a filing | 43 | 1.63 | 0.00 | 1.14 |
| Adams and Reese | Jul 2006 | Named in a filing | 37 | 1.78 | 0.43 | 1.55 |
| Sidley Austin | Jul 2005 | Named in a filing | 1,210 | 1.30 | 0.14 | 0.93 |
| Richards, Layton & Finger, P.A. | Apr 2005 | Named in a filing | 995 | 1.46 | 0.37 | 0.80 |
| Alston & Bird | Feb 2004 | Named in a filing | 583 | 0.99 | 0.39 | 0.79 |
| Sullivan & Cromwell | Feb 2004 | Named in SEC correspondence | 1,047 | 1.40 | 0.15 | 0.69 |
| Wachtell Lipton Rosen & Katz | Feb 2004 | Named in a filing | 889 | 1.31 | 0.07 | 0.59 |
| STEWART, MELVIN & FROST | Feb 2004 | Text search only | 5 | 1.11 | 0.00 | 0.00 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Marc TrevinoSullivan & CromwellFirst linked Dec 2020 · Named in a filing · 12 linked companiesSEC/DOJ scrutiny 1.58× · Went dark 0.00× · 95% wipeout 1.02×
- Catherine M. ClarkinSullivan & CromwellFirst linked Feb 2016 · Named in a filing · 52 linked companiesSEC/DOJ scrutiny 1.52× · Went dark 0.00× · 95% wipeout 0.77×
- Jared M. FishmanSullivan & CromwellFirst linked Jul 2011 · Named in a filing · 20 linked companiesSEC/DOJ scrutiny 1.49× · Went dark 0.00× · 95% wipeout 0.37×
- Alan J. SinsheimerSullivan & CromwellFirst linked May 2009 · Named in SEC correspondence · 17 linked companiesSEC/DOJ scrutiny 1.07× · Went dark 0.00× · 95% wipeout 0.68×
- Andrew D. SoussloffSullivan & CromwellFirst linked May 2009 · Named in SEC correspondence · 12 linked companiesSEC/DOJ scrutiny 1.46× · Went dark 0.00× · 95% wipeout 0.00×
- Lawrence S. MakowWachtell Lipton Rosen & KatzFirst linked Jul 2006 · Named in a filing · 45 linked companiesSEC/DOJ scrutiny 1.74× · Went dark 0.00× · 95% wipeout 0.92×
- Michael P. ReedCovington & BurlingFirst linked Apr 2005 · Named in a filing · 36 linked companiesSEC/DOJ scrutiny 0.68× · Went dark 0.00× · 95% wipeout 0.21×
- Frank M. Conner IIICovington & BurlingFirst linked Apr 2005 · Named in a filing · 43 linked companiesSEC/DOJ scrutiny 0.78× · Went dark 0.00× · 95% wipeout 0.00×
- Michael L. StevensAlston & BirdFirst linked Jul 2004 · Named in a filing · 22 linked companiesSEC/DOJ scrutiny 1.83× · Went dark 1.43× · 95% wipeout 1.03×
- Edward D. HerlihyWachtell Lipton Rosen & KatzFirst linked Feb 2004 · Named in a filing · 148 linked companiesSEC/DOJ scrutiny 1.03× · Went dark 0.00× · 95% wipeout 0.43×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Marc TrevinoSullivan & Cromwell | Dec 2020 | Named in a filing | 12 | 1.58 | 0.00 | 1.02 |
| Catherine M. ClarkinSullivan & Cromwell | Feb 2016 | Named in a filing | 52 | 1.52 | 0.00 | 0.77 |
| Jared M. FishmanSullivan & Cromwell | Jul 2011 | Named in a filing | 20 | 1.49 | 0.00 | 0.37 |
| Alan J. SinsheimerSullivan & Cromwell | May 2009 | Named in SEC correspondence | 17 | 1.07 | 0.00 | 0.68 |
| Andrew D. SoussloffSullivan & Cromwell | May 2009 | Named in SEC correspondence | 12 | 1.46 | 0.00 | 0.00 |
| Lawrence S. MakowWachtell Lipton Rosen & Katz | Jul 2006 | Named in a filing | 45 | 1.74 | 0.00 | 0.92 |
| Michael P. ReedCovington & Burling | Apr 2005 | Named in a filing | 36 | 0.68 | 0.00 | 0.21 |
| Frank M. Conner IIICovington & Burling | Apr 2005 | Named in a filing | 43 | 0.78 | 0.00 | 0.00 |
| Michael L. StevensAlston & Bird | Jul 2004 | Named in a filing | 22 | 1.83 | 1.43 | 1.03 |
| Edward D. HerlihyWachtell Lipton Rosen & Katz | Feb 2004 | Named in a filing | 148 | 1.03 | 0.00 | 0.43 |