root9B Holdings, Inc. RTNB (last ticker on record)

CIK 1272550Its SEC filings (opens in a new tab)

Restatement
Delisting notice (not a red flag)
95% wipeout
Restructuring

These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.

Red flags: 3; Newest began Aug 2017
Largest fall in its shares: 99%; May 2015 to Apr 2018
Law firms: 5; Linked to 5 or more companies
Lawyers: 13; Linked to 5 or more companies

What happened

Oct 3, 2017Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
Sep 25, 2017Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
Sep 19, 2017Debt accelerated (Item 2.04)Form 8-K (opens in a new tab)
Sep 11, 2017Debt accelerated (Item 2.04)Form 8-K (opens in a new tab)
Sep 11, 2017Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
Aug 22, 2017Debt accelerated (Item 2.04)Form 8-K (opens in a new tab)
Aug 18, 2017Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
Aug 15, 2017Debt accelerated (Item 2.04)Form 8-K (opens in a new tab)
Aug 15, 2017Shares down 95% from their high
Jul 25, 2017Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
May 25, 2017Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
Aug 14, 2013Said its accounts could not be relied on (Item 4.02)Form 8-K/A (opens in a new tab)
Aug 9, 2013Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
May 15, 2012Said its accounts could not be relied on (Item 4.02)Form 8-K/A (opens in a new tab)
May 8, 2012Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
Jan 27, 2012Said its accounts could not be relied on (Item 4.02)Form 8-K/A (opens in a new tab)
Jan 20, 2012Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)

An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.

Law firms

The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.

Law firms linked to this company
Name	First linked	How it is known	Linked companies	SEC/DOJ scrutiny	Went dark	95% wipeout
DLA Piper	Jan 2016	Named in SEC correspondence	1,184	1.00	0.45	1.20
Ruskin Moscou Faltischek, P.C.	Dec 2011	Named in SEC correspondence	51	1.26	0.95	1.31
Michael H. Freedman	Mar 2006	Named in SEC correspondence	5	1.76	0.00	1.67
ANSLOW & JACLIN, LLP	Jul 2010	Text search only	375	1.17	1.40	0.93
Olshan Frome Wolosky LLP	Mar 2006	Text search only	390	1.38	0.86	1.22

Lawyers

The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.

Lawyers linked to this company
Name	First linked	How it is known	Linked companies	SEC/DOJ scrutiny	Went dark	95% wipeout
Howard S. JacobsKatten Muchin Rosenman LLP	Jan 2016	Named in SEC correspondence	13	0.00	1.67	1.59
Patrick J. O'MalleyDLA Piper	Jan 2016	Named in SEC correspondence	17	0.79	0.00	2.34
Ron Ben-BassatSullivan & Worcester LLP	Apr 2013	Named in a filing	39	0.44	3.59	0.90
Peter CampitielloKane Kessler, P.C.	Jan 2012	Named in SEC correspondence	55	2.15	1.30	1.37
Seth I. RubinRuskin Moscou Faltischek, P.C.	Dec 2011	Named in SEC correspondence	11	1.72	2.30	2.31
Stuart M. SiegerRuskin Moscou Faltischek, P.C.	Dec 2011	Named in SEC correspondence	6	0.00	0.00	3.28
Michael H. FreedmanSilverman, Collura, Chernis & Balzano, P.C.	Mar 2006	Named in SEC correspondence	11	1.49	2.10	1.55
Patrick J. O MalleyDLA Piper	Jan 2016	Text search only	11	1.94	0.00	4.16
Robert L. DavisO Melveny & Myers LLP	Dec 2011	Text search only	6	0.00	0.00	1.33
Joseph M. LucoskyLucosky Brookman LLP	Jul 2010	Text search only	188	1.24	1.81	1.24
David J. AdlerOlshan Frome Wolosky LLP	Mar 2006	Text search only	18	0.54	1.17	1.67
Jeffrey S. SpindlerOlshan Frome Wolosky LLP	Mar 2006	Text search only	15	1.10	1.93	1.35
Steve WoloskyOlshan Frome Wolosky LLP	Mar 2006	Text search only	95	1.71	0.37	0.90