UNIVERSAL TECHNICAL INSTITUTE INC UTI (last ticker on record)
CIK 1261654Its SEC filings (opens in a new tab)
- Delisting notice (not a red flag)
- 95% wipeout
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began Sep 2016
- Largest fall in its shares
- 96%
- May 2004 to Nov 2016
- Law firms
- 10
- Linked to 5 or more companies
- Lawyers
- 5
- Linked to 5 or more companies
What happened
- Shares down 95% from their high
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- DLA PiperFirst linked Oct 2019 · Named in SEC correspondence · 1,184 linked companiesSEC/DOJ scrutiny 1.00× · Went dark 0.45× · 95% wipeout 1.20×
- Greenberg TraurigFirst linked Apr 2017 · Named in a filing · 1,223 linked companiesSEC/DOJ scrutiny 1.01× · Went dark 1.03× · 95% wipeout 1.10×
- Squire Sanders (US)First linked Mar 2012 · Named in a filing · 199 linked companiesSEC/DOJ scrutiny 0.88× · Went dark 0.98× · 95% wipeout 1.13×
- Bryan CaveFirst linked Oct 2003 · Named in a filing · 471 linked companiesSEC/DOJ scrutiny 1.09× · Went dark 0.76× · 95% wipeout 0.98×
- Walkers (Cayman)First linked Apr 2004 · Text search only · 191 linked companiesSEC/DOJ scrutiny 1.25× · Went dark 0.26× · 95% wipeout 0.82×
- Brobeck, Phleger & Harrison LLPFirst linked Oct 2003 · Text search only · 350 linked companiesSEC/DOJ scrutiny 1.17× · Went dark 0.81× · 95% wipeout 1.52×
- Covington & BurlingFirst linked Oct 2003 · Text search only · 447 linked companiesSEC/DOJ scrutiny 1.07× · Went dark 0.27× · 95% wipeout 0.99×
- Dow LohnesFirst linked Oct 2003 · Text search only · 36 linked companiesSEC/DOJ scrutiny 0.71× · Went dark 0.00× · 95% wipeout 1.08×
- Gallagher & KennedyFirst linked Oct 2003 · Text search only · 32 linked companiesSEC/DOJ scrutiny 0.44× · Went dark 0.98× · 95% wipeout 1.05×
- Mayer BrownFirst linked Oct 2003 · Text search only · 680 linked companiesSEC/DOJ scrutiny 0.98× · Went dark 0.34× · 95% wipeout 0.94×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| DLA Piper | Oct 2019 | Named in SEC correspondence | 1,184 | 1.00 | 0.45 | 1.20 |
| Greenberg Traurig | Apr 2017 | Named in a filing | 1,223 | 1.01 | 1.03 | 1.10 |
| Squire Sanders (US) | Mar 2012 | Named in a filing | 199 | 0.88 | 0.98 | 1.13 |
| Bryan Cave | Oct 2003 | Named in a filing | 471 | 1.09 | 0.76 | 0.98 |
| Walkers (Cayman) | Apr 2004 | Text search only | 191 | 1.25 | 0.26 | 0.82 |
| Brobeck, Phleger & Harrison LLP | Oct 2003 | Text search only | 350 | 1.17 | 0.81 | 1.52 |
| Covington & Burling | Oct 2003 | Text search only | 447 | 1.07 | 0.27 | 0.99 |
| Dow Lohnes | Oct 2003 | Text search only | 36 | 0.71 | 0.00 | 1.08 |
| Gallagher & Kennedy | Oct 2003 | Text search only | 32 | 0.44 | 0.98 | 1.05 |
| Mayer Brown | Oct 2003 | Text search only | 680 | 0.98 | 0.34 | 0.94 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- David P. LewisDLA PiperFirst linked Oct 2019 · Named in SEC correspondence · 19 linked companiesSEC/DOJ scrutiny 0.76× · Went dark 0.00× · 95% wipeout 0.88×
- Kevin CriddleDLA PiperFirst linked Oct 2019 · Named in SEC correspondence · 8 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 1.25×
- Katherine A. BeckGreenberg TraurigFirst linked Apr 2017 · Named in a filing · 10 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.47×
- Joseph P. RichardsonBryan CaveFirst linked Nov 2003 · Named in a filing · 12 linked companiesSEC/DOJ scrutiny 1.15× · Went dark 1.69× · 95% wipeout 0.79×
- Frank M. PlacentiBryan CaveFirst linked Oct 2003 · Named in a filing · 8 linked companiesSEC/DOJ scrutiny 1.71× · Went dark 0.00× · 95% wipeout 0.92×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| David P. LewisDLA Piper | Oct 2019 | Named in SEC correspondence | 19 | 0.76 | 0.00 | 0.88 |
| Kevin CriddleDLA Piper | Oct 2019 | Named in SEC correspondence | 8 | 0.00 | 0.00 | 1.25 |
| Katherine A. BeckGreenberg Traurig | Apr 2017 | Named in a filing | 10 | 0.00 | 0.00 | 0.47 |
| Joseph P. RichardsonBryan Cave | Nov 2003 | Named in a filing | 12 | 1.15 | 1.69 | 0.79 |
| Frank M. PlacentiBryan Cave | Oct 2003 | Named in a filing | 8 | 1.71 | 0.00 | 0.92 |