Frontier Funds
CIK 1261379Its SEC filings (opens in a new tab)
- Restatement
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began Nov 2006
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 17
- Linked to 5 or more companies
- Lawyers
- 1
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Dechert LLPFirst linked Mar 2016 · Named in SEC correspondence · 434 linked companiesSEC/DOJ scrutiny 0.84× · Went dark 0.41× · 95% wipeout 0.96×
- Alston & BirdFirst linked Mar 2010 · Named in SEC correspondence · 583 linked companiesSEC/DOJ scrutiny 0.99× · Went dark 0.39× · 95% wipeout 0.79×
- Arnold & PorterFirst linked Mar 2005 · Named in SEC correspondence · 254 linked companiesSEC/DOJ scrutiny 1.03× · Went dark 0.11× · 95% wipeout 0.84×
- Dorsey & Whitney LLPFirst linked Aug 2003 · Named in a filing · 630 linked companiesSEC/DOJ scrutiny 0.83× · Went dark 0.73× · 95% wipeout 1.16×
- Richards, Layton & Finger, P.A.First linked Aug 2003 · Named in a filing · 995 linked companiesSEC/DOJ scrutiny 1.46× · Went dark 0.37× · 95% wipeout 0.80×
- Cleary Gottlieb Steen & HamiltonFirst linked Mar 2016 · Text search only · 741 linked companiesSEC/DOJ scrutiny 1.31× · Went dark 0.12× · 95% wipeout 0.76×
- Travers SmithFirst linked Apr 2013 · Text search only · 21 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.98×
- Debevoise & PlimptonFirst linked Dec 2008 · Text search only · 424 linked companiesSEC/DOJ scrutiny 1.10× · Went dark 0.14× · 95% wipeout 1.04×
- Kramer Levin NaftalisFirst linked Dec 2008 · Text search only · 304 linked companiesSEC/DOJ scrutiny 0.95× · Went dark 0.68× · 95% wipeout 1.16×
- Milbank Tweed Hadley & McCloyFirst linked Dec 2008 · Text search only · 439 linked companiesSEC/DOJ scrutiny 1.03× · Went dark 0.35× · 95% wipeout 0.76×
- Skadden, Arps, Slate, Meagher & Flom LLPFirst linked Dec 2008 · Text search only · 2,607 linked companiesSEC/DOJ scrutiny 1.15× · Went dark 0.19× · 95% wipeout 0.85×
- Cadwalader Wickersham & TaftFirst linked Nov 2005 · Text search only · 305 linked companiesSEC/DOJ scrutiny 1.14× · Went dark 0.24× · 95% wipeout 0.95×
- Michael HarrisFirst linked Nov 2005 · Text search only · 25 linked companiesSEC/DOJ scrutiny 1.65× · Went dark 1.05× · 95% wipeout 1.47×
- Paul Weiss Rifkind Wharton & GarrisonFirst linked Nov 2005 · Text search only · 826 linked companiesSEC/DOJ scrutiny 1.02× · Went dark 0.18× · 95% wipeout 0.83×
- Coudert BrothersFirst linked Aug 2003 · Text search only · 45 linked companiesSEC/DOJ scrutiny 1.66× · Went dark 1.06× · 95% wipeout 1.29×
- Jones WalkerFirst linked Aug 2003 · Text search only · 161 linked companiesSEC/DOJ scrutiny 1.34× · Went dark 0.23× · 95% wipeout 0.94×
- McDermott Will & EmeryFirst linked Aug 2003 · Text search only · 562 linked companiesSEC/DOJ scrutiny 0.97× · Went dark 0.60× · 95% wipeout 1.14×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Dechert LLP | Mar 2016 | Named in SEC correspondence | 434 | 0.84 | 0.41 | 0.96 |
| Alston & Bird | Mar 2010 | Named in SEC correspondence | 583 | 0.99 | 0.39 | 0.79 |
| Arnold & Porter | Mar 2005 | Named in SEC correspondence | 254 | 1.03 | 0.11 | 0.84 |
| Dorsey & Whitney LLP | Aug 2003 | Named in a filing | 630 | 0.83 | 0.73 | 1.16 |
| Richards, Layton & Finger, P.A. | Aug 2003 | Named in a filing | 995 | 1.46 | 0.37 | 0.80 |
| Cleary Gottlieb Steen & Hamilton | Mar 2016 | Text search only | 741 | 1.31 | 0.12 | 0.76 |
| Travers Smith | Apr 2013 | Text search only | 21 | 0.00 | 0.00 | 0.98 |
| Debevoise & Plimpton | Dec 2008 | Text search only | 424 | 1.10 | 0.14 | 1.04 |
| Kramer Levin Naftalis | Dec 2008 | Text search only | 304 | 0.95 | 0.68 | 1.16 |
| Milbank Tweed Hadley & McCloy | Dec 2008 | Text search only | 439 | 1.03 | 0.35 | 0.76 |
| Skadden, Arps, Slate, Meagher & Flom LLP | Dec 2008 | Text search only | 2,607 | 1.15 | 0.19 | 0.85 |
| Cadwalader Wickersham & Taft | Nov 2005 | Text search only | 305 | 1.14 | 0.24 | 0.95 |
| Michael Harris | Nov 2005 | Text search only | 25 | 1.65 | 1.05 | 1.47 |
| Paul Weiss Rifkind Wharton & Garrison | Nov 2005 | Text search only | 826 | 1.02 | 0.18 | 0.83 |
| Coudert Brothers | Aug 2003 | Text search only | 45 | 1.66 | 1.06 | 1.29 |
| Jones Walker | Aug 2003 | Text search only | 161 | 1.34 | 0.23 | 0.94 |
| McDermott Will & Emery | Aug 2003 | Text search only | 562 | 0.97 | 0.60 | 1.14 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Matthew W. MamakAlston & Bird | Feb 2012 | Named in a filing | 20 | 1.62 | 0.00 | 0.47 |