Intercontinental Exchange Holdings, Inc. ICE (last ticker on record)
CIK 1174746Its SEC filings (opens in a new tab)
- SEC/DOJ scrutiny
- Restructuring
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 2
- Newest began Oct 2013
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 10
- Linked to 5 or more companies
- Lawyers
- 5
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Debt accelerated (Item 2.04)Form 8-K (opens in a new tab)
- A filing mentions an SEC subpoenaForm 10-Q (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Cleary Gottlieb Steen & HamiltonFirst linked Mar 2005 · Named in SEC correspondence · 741 linked companiesSEC/DOJ scrutiny 1.31× · Went dark 0.12× · 95% wipeout 0.76×
- Sullivan & CromwellFirst linked Mar 2005 · Named in SEC correspondence · 1,047 linked companiesSEC/DOJ scrutiny 1.40× · Went dark 0.15× · 95% wipeout 0.69×
- Shearman & SterlingFirst linked Apr 2011 · Text search only · 2,649 linked companiesSEC/DOJ scrutiny 1.21× · Went dark 0.13× · 95% wipeout 0.87×
- Herbert SmithFirst linked Oct 2005 · Text search only · 90 linked companiesSEC/DOJ scrutiny 1.01× · Went dark 0.00× · 95% wipeout 0.65×
- Dickstein ShapiroFirst linked Oct 2005 · Text search only · 41 linked companiesSEC/DOJ scrutiny 1.05× · Went dark 0.00× · 95% wipeout 1.11×
- Mayer BrownFirst linked Oct 2005 · Text search only · 680 linked companiesSEC/DOJ scrutiny 0.98× · Went dark 0.34× · 95% wipeout 0.94×
- Morris, Manning & Martin, LLPFirst linked Oct 2005 · Text search only · 105 linked companiesSEC/DOJ scrutiny 0.58× · Went dark 0.34× · 95% wipeout 0.86×
- Baker Botts L.L.P.First linked Jun 2005 · Text search only · 495 linked companiesSEC/DOJ scrutiny 1.32× · Went dark 0.09× · 95% wipeout 1.03×
- Troutman Sanders LLPFirst linked Jun 2005 · Text search only · 335 linked companiesSEC/DOJ scrutiny 1.15× · Went dark 0.61× · 95% wipeout 1.16×
- McKenna Long & AldridgeFirst linked Mar 2005 · Text search only · 62 linked companiesSEC/DOJ scrutiny 1.33× · Went dark 0.27× · 95% wipeout 1.02×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Cleary Gottlieb Steen & Hamilton | Mar 2005 | Named in SEC correspondence | 741 | 1.31 | 0.12 | 0.76 |
| Sullivan & Cromwell | Mar 2005 | Named in SEC correspondence | 1,047 | 1.40 | 0.15 | 0.69 |
| Shearman & Sterling | Apr 2011 | Text search only | 2,649 | 1.21 | 0.13 | 0.87 |
| Herbert Smith | Oct 2005 | Text search only | 90 | 1.01 | 0.00 | 0.65 |
| Dickstein Shapiro | Oct 2005 | Text search only | 41 | 1.05 | 0.00 | 1.11 |
| Mayer Brown | Oct 2005 | Text search only | 680 | 0.98 | 0.34 | 0.94 |
| Morris, Manning & Martin, LLP | Oct 2005 | Text search only | 105 | 0.58 | 0.34 | 0.86 |
| Baker Botts L.L.P. | Jun 2005 | Text search only | 495 | 1.32 | 0.09 | 1.03 |
| Troutman Sanders LLP | Jun 2005 | Text search only | 335 | 1.15 | 0.61 | 1.16 |
| McKenna Long & Aldridge | Mar 2005 | Text search only | 62 | 1.33 | 0.27 | 1.02 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- John EvangelakosSullivan & CromwellFirst linked Oct 2006 · Named in a filing · 15 linked companiesSEC/DOJ scrutiny 0.95× · Went dark 2.37× · 95% wipeout 0.00×
- Catherine M. ClarkinSullivan & CromwellFirst linked Mar 2005 · Named in SEC correspondence · 52 linked companiesSEC/DOJ scrutiny 1.52× · Went dark 0.00× · 95% wipeout 0.77×
- David B. HarmsSullivan & CromwellFirst linked Mar 2005 · Named in SEC correspondence · 19 linked companiesSEC/DOJ scrutiny 2.31× · Went dark 0.00× · 95% wipeout 0.00×
- William F. GorinCleary Gottlieb Steen & HamiltonFirst linked Mar 2005 · Named in SEC correspondence · 15 linked companiesSEC/DOJ scrutiny 1.08× · Went dark 0.00× · 95% wipeout 0.73×
- John A. Marzulli Jr.Shearman & SterlingFirst linked Apr 2011 · Text search only · 13 linked companiesSEC/DOJ scrutiny 1.69× · Went dark 0.00× · 95% wipeout 0.00×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| John EvangelakosSullivan & Cromwell | Oct 2006 | Named in a filing | 15 | 0.95 | 2.37 | 0.00 |
| Catherine M. ClarkinSullivan & Cromwell | Mar 2005 | Named in SEC correspondence | 52 | 1.52 | 0.00 | 0.77 |
| David B. HarmsSullivan & Cromwell | Mar 2005 | Named in SEC correspondence | 19 | 2.31 | 0.00 | 0.00 |
| William F. GorinCleary Gottlieb Steen & Hamilton | Mar 2005 | Named in SEC correspondence | 15 | 1.08 | 0.00 | 0.73 |
| John A. Marzulli Jr.Shearman & Sterling | Apr 2011 | Text search only | 13 | 1.69 | 0.00 | 0.00 |