ASIA GLOBAL HOLDINGS CORP. LBWM (last ticker on record)
CIK 1171689Its SEC filings (opens in a new tab)
- Restatement
- Went dark (not a red flag)
- SEC/DOJ scrutiny
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 2
- Newest began Jun 2018
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 3
- Linked to 5 or more companies
- Lawyers
- 1
- Linked to 5 or more companies
What happened
- SEC administrative actionSEC order (opens in a new tab)
- SEC action against a company that stopped filingSEC order (opens in a new tab)
- SEC administrative actionSEC order (opens in a new tab)
- An SEC release names it, an officer or its stockSEC release (opens in a new tab)
- Far more SEC letters than usualSEC letter (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K/A (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- The Law Office of Stephen E. RoundsFirst linked Dec 2009 · Named in SEC correspondence · 9 linked companiesSEC/DOJ scrutiny 5.03× · Went dark 5.00× · 95% wipeout 0.89×
- FRASER and COMPANYFirst linked Apr 2002 · Named in a filing · 28 linked companiesSEC/DOJ scrutiny 1.12× · Went dark 2.38× · 95% wipeout 0.97×
- Sutton Law CenterFirst linked Apr 2002 · Text search only · 14 linked companiesSEC/DOJ scrutiny 1.24× · Went dark 2.13× · 95% wipeout 0.96×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| The Law Office of Stephen E. Rounds | Dec 2009 | Named in SEC correspondence | 9 | 5.03 | 5.00 | 0.89 |
| FRASER and COMPANY | Apr 2002 | Named in a filing | 28 | 1.12 | 2.38 | 0.97 |
| Sutton Law Center | Apr 2002 | Text search only | 14 | 1.24 | 2.13 | 0.96 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Stephen E. RoundsThe Law Office of Stephen E. Rounds | Dec 2009 | Named in SEC correspondence | 9 | 4.87 | 5.05 | 0.94 |