CREDIT SUISSE GROUP AG CS (last ticker on record)

CIK 1159510Its SEC filings (opens in a new tab)

95% wipeout
SEC/DOJ scrutiny

These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.

Red flags: 2; Newest began Jun 2025
Largest fall in its shares: 98%; Apr 2007 to May 2023
Law firms: 6; Linked to 5 or more companies
Lawyers: 9; Linked to 5 or more companies

What happened

Jun 30, 2025SEC administrative actionSEC order (opens in a new tab)
Jun 30, 2025SEC administrative proceedingSEC order (opens in a new tab)
Mar 15, 2023Shares down 95% from their high
Mar 10, 2023Far more SEC letters than usualSEC letter (opens in a new tab)
Oct 19, 2021SEC administrative actionSEC order (opens in a new tab)
Oct 19, 2021SEC administrative proceedingSEC order (opens in a new tab)
Mar 27, 2020A filing mentions cooperating with the Justice DepartmentForm 6-K (opens in a new tab)
Jul 5, 2018SEC administrative proceedingSEC order (opens in a new tab)
Jul 5, 2018SEC enforcement releaseSEC release (opens in a new tab)
Feb 21, 2014SEC administrative actionSEC order (opens in a new tab)
Feb 21, 2014SEC administrative proceedingSEC order (opens in a new tab)
Feb 28, 2011Far more SEC letters than usualSEC letter (opens in a new tab)
Jun 28, 2004A filing mentions an SEC subpoenaForm 20-F (opens in a new tab)

An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.

Law firms

The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.

Law firms linked to this company
Name	First linked	How it is known	Linked companies	SEC/DOJ scrutiny	Went dark	95% wipeout
Linklaters LLP	May 2011	Named in a filing	156	1.05	0.00	0.63
Shearman & Sterling	Aug 2003	Named in a filing	2,649	1.21	0.13	0.87
Cleary Gottlieb Steen & Hamilton	Oct 2002	Named in SEC correspondence	741	1.31	0.12	0.76
Cravath Swaine & Moore	Oct 2002	Named in a filing	839	1.29	0.03	0.85
Richards, Layton & Finger, P.A.	Oct 2002	Named in a filing	995	1.46	0.37	0.80
Carey Olsen	Oct 2015	Text search only	94	0.43	0.00	0.80

Lawyers

The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.

Lawyers linked to this company
Name	First linked	How it is known	Linked companies	SEC/DOJ scrutiny	95% wipeout
Sebastian R. SperberCleary Gottlieb Steen & Hamilton	May 2020	Named in SEC correspondence	13	1.36	0.78
David MercadoCravath Swaine & Moore	Mar 2015	Named in a filing	12	1.27	2.12
Alan L. BellerCleary Gottlieb Steen & Hamilton	May 2011	Named in a filing	14	2.73	1.64
Michael J. VolkovitschCleary Gottlieb Steen & Hamilton	Apr 2010	Named in SEC correspondence	13	2.35	2.17
Linda E. RappaportShearman & Sterling	Aug 2003	Named in a filing	5	2.03	6.86
David I. GottliebCleary Gottlieb Steen & Hamilton	Nov 2002	Named in SEC correspondence	20	2.50	0.96
Arthur H. KohnCleary Gottlieb Steen & Hamilton	Nov 2002	Named in a filing	55	2.10	0.92
Craig B. BrodCleary Gottlieb Steen & Hamilton	Oct 2002	Named in SEC correspondence	41	2.03	0.55
Kris F. HeinzelmanCravath Swaine & Moore	Oct 2002	Named in a filing	65	1.32	1.03