UNITED SECURITY BANCSHARES UBFO (last ticker on record)
CIK 1137547Its SEC filings (opens in a new tab)
- Restatement
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began Nov 2011
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 4
- Linked to 5 or more companies
- Lawyers
- 6
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K/A (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Otteson ShapiroFirst linked Feb 2026 · Named in a filing · 6 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.00×
- Horgan, Rosen, Beckham & Coren, L.L.P.First linked Apr 2015 · Named in a filing · 17 linked companiesSEC/DOJ scrutiny 0.59× · Went dark 0.87× · 95% wipeout 1.46×
- Bullivant Houser Bailey PCFirst linked Dec 2006 · Named in SEC correspondence · 15 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.99×
- GARY STEVEN FINDLEY & ASSOCIATESFirst linked Apr 2001 · Named in a filing · 15 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.97× · 95% wipeout 2.10×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Otteson Shapiro | Feb 2026 | Named in a filing | 6 | 0.00 | 0.00 | 0.00 |
| Horgan, Rosen, Beckham & Coren, L.L.P. | Apr 2015 | Named in a filing | 17 | 0.59 | 0.87 | 1.46 |
| Bullivant Houser Bailey PC | Dec 2006 | Named in SEC correspondence | 15 | 0.00 | 0.00 | 0.99 |
| GARY STEVEN FINDLEY & ASSOCIATES | Apr 2001 | Named in a filing | 15 | 0.00 | 0.97 | 2.10 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Kurt LeeperDorsey & Whitney LLPFirst linked Apr 2026 · Named in a filing · 6 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.00×
- Kenneth E. MooreReitner, Stuart & MooreFirst linked Jun 2025 · Named in a filing · 20 linked companiesSEC/DOJ scrutiny 0.53× · Went dark 0.00× · 95% wipeout 0.55×
- Daniel B. EngLewis Brisbois Bisgaard & Smith LLPFirst linked Dec 2006 · Named in SEC correspondence · 38 linked companiesSEC/DOJ scrutiny 1.38× · Went dark 1.41× · 95% wipeout 1.19×
- Thomas Q. KwanFirst linked May 2006 · Named in a filing · 11 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 2.03×
- Richard R. OroscoFirst linked Sep 2002 · Named in a filing · 12 linked companiesSEC/DOJ scrutiny 1.40× · Went dark 0.00× · 95% wipeout 0.73×
- Gary Steven FindleyGARY STEVEN FINDLEY & ASSOCIATESFirst linked Apr 2001 · Named in a filing · 19 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.88× · 95% wipeout 1.76×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Kurt LeeperDorsey & Whitney LLP | Apr 2026 | Named in a filing | 6 | 0.00 | 0.00 | 0.00 |
| Kenneth E. MooreReitner, Stuart & Moore | Jun 2025 | Named in a filing | 20 | 0.53 | 0.00 | 0.55 |
| Daniel B. EngLewis Brisbois Bisgaard & Smith LLP | Dec 2006 | Named in SEC correspondence | 38 | 1.38 | 1.41 | 1.19 |
| Thomas Q. Kwan | May 2006 | Named in a filing | 11 | 0.00 | 0.00 | 2.03 |
| Richard R. Orosco | Sep 2002 | Named in a filing | 12 | 1.40 | 0.00 | 0.73 |
| Gary Steven FindleyGARY STEVEN FINDLEY & ASSOCIATES | Apr 2001 | Named in a filing | 19 | 0.00 | 0.88 | 1.76 |