TRADESTATION GROUP INC TRAD (last ticker on record)
CIK 1111559Its SEC filings (opens in a new tab)
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 0
- None on record
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 6
- Linked to 5 or more companies
- Lawyers
- 3
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Simpson Thacher & BartlettFirst linked Dec 2021 · Named in a filing · 1,397 linked companiesSEC/DOJ scrutiny 1.27× · Went dark 0.11× · 95% wipeout 0.88×
- Winston & StrawnFirst linked Dec 2021 · Named in a filing · 585 linked companiesSEC/DOJ scrutiny 1.18× · Went dark 0.60× · 95% wipeout 1.01×
- Bilzin Sumberg Baena Price & AxelrodFirst linked Apr 2000 · Named in a filing · 19 linked companiesSEC/DOJ scrutiny 1.29× · Went dark 0.00× · 95% wipeout 0.88×
- Latham & Watkins LLPFirst linked Dec 2021 · Text search only · 2,667 linked companiesSEC/DOJ scrutiny 0.98× · Went dark 0.31× · 95% wipeout 1.08×
- White & CaseFirst linked Dec 2021 · Text search only · 907 linked companiesSEC/DOJ scrutiny 1.04× · Went dark 0.33× · 95% wipeout 0.91×
- Willkie FarrFirst linked Dec 2021 · Text search only · 539 linked companiesSEC/DOJ scrutiny 1.23× · Went dark 0.40× · 95% wipeout 0.82×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Simpson Thacher & Bartlett | Dec 2021 | Named in a filing | 1,397 | 1.27 | 0.11 | 0.88 |
| Winston & Strawn | Dec 2021 | Named in a filing | 585 | 1.18 | 0.60 | 1.01 |
| Bilzin Sumberg Baena Price & Axelrod | Apr 2000 | Named in a filing | 19 | 1.29 | 0.00 | 0.88 |
| Latham & Watkins LLP | Dec 2021 | Text search only | 2,667 | 0.98 | 0.31 | 1.08 |
| White & Case | Dec 2021 | Text search only | 907 | 1.04 | 0.33 | 0.91 |
| Willkie Farr | Dec 2021 | Text search only | 539 | 1.23 | 0.40 | 0.82 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Michael WolfsonSimpson Thacher & BartlettFirst linked Dec 2021 · Named in a filing · 9 linked companiesSEC/DOJ scrutiny 1.66× · Went dark 0.00× · 95% wipeout 0.54×
- Ravi PurushothamSimpson Thacher & BartlettFirst linked Dec 2021 · Named in a filing · 8 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.00×
- ALAN D. AXELRODBilzin Sumberg Baena Price & AxelrodFirst linked Apr 2000 · Named in a filing · 5 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.00×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Michael WolfsonSimpson Thacher & Bartlett | Dec 2021 | Named in a filing | 9 | 1.66 | 0.00 | 0.54 |
| Ravi PurushothamSimpson Thacher & Bartlett | Dec 2021 | Named in a filing | 8 | 0.00 | 0.00 | 0.00 |
| ALAN D. AXELRODBilzin Sumberg Baena Price & Axelrod | Apr 2000 | Named in a filing | 5 | 0.00 | 0.00 | 0.00 |