TVIA INC TVIA (last ticker on record)
CIK 1109279Its SEC filings (opens in a new tab)
- Delisting notice (not a red flag)
- Restatement
- SEC/DOJ scrutiny
- Bankruptcy
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 3
- Newest began Oct 2008
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 4
- Linked to 5 or more companies
- Lawyers
- 1
- Linked to 5 or more companies
What happened
- An SEC release names it, an officer or its stockSEC release (opens in a new tab)
- Bankruptcy or receivership (Item 1.03)Form 8-K (opens in a new tab)
- Bankruptcy or receivership (Item 1.03)Form 8-K (opens in a new tab)
- Bankruptcy or receivership (Item 1.03)Form 8-K (opens in a new tab)
- A filing mentions a formal order of investigationForm 8-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K/A (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- DLA PiperFirst linked Aug 2006 · Named in a filing · 1,184 linked companiesSEC/DOJ scrutiny 1.00× · Went dark 0.45× · 95% wipeout 1.20×
- Pillsbury WinthropFirst linked Jan 2001 · Named in SEC correspondence · 516 linked companiesSEC/DOJ scrutiny 1.13× · Went dark 0.82× · 95% wipeout 1.27×
- Pillsbury Madison & Sutro LLPFirst linked Apr 2000 · Named in a filing · 117 linked companiesSEC/DOJ scrutiny 0.92× · Went dark 1.45× · 95% wipeout 1.16×
- Shaw PittmanFirst linked Dec 2006 · Text search only · 149 linked companiesSEC/DOJ scrutiny 0.98× · Went dark 0.53× · 95% wipeout 1.08×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| DLA Piper | Aug 2006 | Named in a filing | 1,184 | 1.00 | 0.45 | 1.20 |
| Pillsbury Winthrop | Jan 2001 | Named in SEC correspondence | 516 | 1.13 | 0.82 | 1.27 |
| Pillsbury Madison & Sutro LLP | Apr 2000 | Named in a filing | 117 | 0.92 | 1.45 | 1.16 |
| Shaw Pittman | Dec 2006 | Text search only | 149 | 0.98 | 0.53 | 1.08 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Jorge del CalvoPillsbury Winthrop | Dec 2006 | Named in a filing | 42 | 1.33 | 0.57 | 1.82 |