COLLECTORS UNIVERSE INC CLCT (last ticker on record)
CIK 1089143Its SEC filings (opens in a new tab)
- Restructuring
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began Mar 2009
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 5
- Linked to 5 or more companies
- Lawyers
- 9
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Exit or disposal costs (Item 2.05)Form 8-K (opens in a new tab)
- Exit or disposal costs (Item 2.05)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Paul Weiss Rifkind Wharton & GarrisonFirst linked Jan 2021 · Named in SEC correspondence · 826 linked companiesSEC/DOJ scrutiny 1.02× · Went dark 0.18× · 95% wipeout 0.81×
- Sullivan & CromwellFirst linked Dec 2020 · Named in SEC correspondence · 1,047 linked companiesSEC/DOJ scrutiny 1.40× · Went dark 0.15× · 95% wipeout 0.66×
- Wilson Sonsini Goodrich & RosatiFirst linked Dec 2020 · Named in SEC correspondence · 1,468 linked companiesSEC/DOJ scrutiny 1.09× · Went dark 0.60× · 95% wipeout 1.41×
- Olshan Frome Wolosky LLPFirst linked Jun 2009 · Named in a filing · 390 linked companiesSEC/DOJ scrutiny 1.40× · Went dark 0.86× · 95% wipeout 1.15×
- Stradling Yocca Carlson & RauthFirst linked Oct 1999 · Named in a filing · 165 linked companiesSEC/DOJ scrutiny 1.18× · Went dark 1.37× · 95% wipeout 1.30×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Paul Weiss Rifkind Wharton & Garrison | Jan 2021 | Named in SEC correspondence | 826 | 1.02 | 0.18 | 0.81 |
| Sullivan & Cromwell | Dec 2020 | Named in SEC correspondence | 1,047 | 1.40 | 0.15 | 0.66 |
| Wilson Sonsini Goodrich & Rosati | Dec 2020 | Named in SEC correspondence | 1,468 | 1.09 | 0.60 | 1.41 |
| Olshan Frome Wolosky LLP | Jun 2009 | Named in a filing | 390 | 1.40 | 0.86 | 1.15 |
| Stradling Yocca Carlson & Rauth | Oct 1999 | Named in a filing | 165 | 1.18 | 1.37 | 1.30 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Matthew B. GoodmanSullivan & CromwellFirst linked Jan 2021 · Named in SEC correspondence · 9 linked companiesSEC/DOJ scrutiny 3.70× · Went dark 0.00× · 95% wipeout 0.00×
- David J. BergerWilson Sonsini Goodrich & RosatiFirst linked Dec 2020 · Named in a filing · 6 linked companiesSEC/DOJ scrutiny 1.75× · Went dark 0.00× · 95% wipeout 1.07×
- Douglas K. SchnellWilson Sonsini Goodrich & RosatiFirst linked Dec 2020 · Named in a filing · 25 linked companiesSEC/DOJ scrutiny 1.06× · Went dark 2.82× · 95% wipeout 0.58×
- Robert F. KornegayWilson Sonsini Goodrich & RosatiFirst linked Dec 2020 · Named in SEC correspondence · 29 linked companiesSEC/DOJ scrutiny 1.09× · Went dark 0.00× · 95% wipeout 1.40×
- Robert T. IshiiWilson Sonsini Goodrich & RosatiFirst linked Dec 2020 · Named in a filing · 43 linked companiesSEC/DOJ scrutiny 0.43× · Went dark 0.00× · 95% wipeout 0.39×
- Ryan C. WilkinsStradling Yocca Carlson & RauthFirst linked Oct 2011 · Named in a filing · 25 linked companiesSEC/DOJ scrutiny 1.54× · Went dark 0.00× · 95% wipeout 1.93×
- Steve WoloskyOlshan Frome Wolosky LLPFirst linked Jun 2009 · Named in a filing · 95 linked companiesSEC/DOJ scrutiny 1.71× · Went dark 0.37× · 95% wipeout 0.91×
- Christopher D. IveyStradling Yocca Carlson & RauthFirst linked Sep 1999 · Named in a filing · 16 linked companiesSEC/DOJ scrutiny 1.19× · Went dark 1.59× · 95% wipeout 1.71×
- Andrew M. FreedmanOlshan Frome Wolosky LLPFirst linked Jun 2020 · Text search only · 52 linked companiesSEC/DOJ scrutiny 1.61× · Went dark 0.72× · 95% wipeout 0.76×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Matthew B. GoodmanSullivan & Cromwell | Jan 2021 | Named in SEC correspondence | 9 | 3.70 | 0.00 | 0.00 |
| David J. BergerWilson Sonsini Goodrich & Rosati | Dec 2020 | Named in a filing | 6 | 1.75 | 0.00 | 1.07 |
| Douglas K. SchnellWilson Sonsini Goodrich & Rosati | Dec 2020 | Named in a filing | 25 | 1.06 | 2.82 | 0.58 |
| Robert F. KornegayWilson Sonsini Goodrich & Rosati | Dec 2020 | Named in SEC correspondence | 29 | 1.09 | 0.00 | 1.40 |
| Robert T. IshiiWilson Sonsini Goodrich & Rosati | Dec 2020 | Named in a filing | 43 | 0.43 | 0.00 | 0.39 |
| Ryan C. WilkinsStradling Yocca Carlson & Rauth | Oct 2011 | Named in a filing | 25 | 1.54 | 0.00 | 1.93 |
| Steve WoloskyOlshan Frome Wolosky LLP | Jun 2009 | Named in a filing | 95 | 1.71 | 0.37 | 0.91 |
| Christopher D. IveyStradling Yocca Carlson & Rauth | Sep 1999 | Named in a filing | 16 | 1.19 | 1.59 | 1.71 |
| Andrew M. FreedmanOlshan Frome Wolosky LLP | Jun 2020 | Text search only | 52 | 1.61 | 0.72 | 0.76 |