UNI CORE HOLDINGS CORP IMOT (last ticker on record)
CIK 1088312Its SEC filings (opens in a new tab)
- Restatement
- SEC/DOJ scrutiny
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 2
- Newest began Mar 2013
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 2
- Linked to 5 or more companies
- Lawyers
- 2
- Linked to 5 or more companies
What happened
- Far more SEC letters than usualSEC letter (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Fifth Avenue Law GroupFirst linked Nov 2013 · Named in SEC correspondence · 6 linked companiesSEC/DOJ scrutiny 1.41× · Went dark 2.80× · 95% wipeout 1.41×
- Richardson & Patel LLPFirst linked Feb 2005 · Named in SEC correspondence · 215 linked companiesSEC/DOJ scrutiny 1.07× · Went dark 1.41× · 95% wipeout 1.28×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Fifth Avenue Law Group | Nov 2013 | Named in SEC correspondence | 6 | 1.41 | 2.80 | 1.41 |
| Richardson & Patel LLP | Feb 2005 | Named in SEC correspondence | 215 | 1.07 | 1.41 | 1.28 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- James F. Biagi Jr.Monahan & BiagiFirst linked Nov 2013 · Named in SEC correspondence · 7 linked companiesSEC/DOJ scrutiny 1.25× · Went dark 1.38× · 95% wipeout 2.12×
- Mary Ann SaponeRichardson & Patel LLPFirst linked Feb 2005 · Named in SEC correspondence · 21 linked companiesSEC/DOJ scrutiny 2.36× · Went dark 2.18× · 95% wipeout 1.61×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| James F. Biagi Jr.Monahan & Biagi | Nov 2013 | Named in SEC correspondence | 7 | 1.25 | 1.38 | 2.12 |
| Mary Ann SaponeRichardson & Patel LLP | Feb 2005 | Named in SEC correspondence | 21 | 2.36 | 2.18 | 1.61 |