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CIK 1081920Its SEC filings (opens in a new tab)
NoneThese figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 0
- None on record
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 2
- Linked to 5 or more companies
- Lawyers
- 3
- Linked to 5 or more companies
What happened
No red flag or SEC or Justice Department event on record.
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Graubard MillerFirst linked Jan 2001 · Named in a filing · 418 linked companiesSEC/DOJ scrutiny 0.92× · Went dark 0.75× · 95% wipeout 1.15×
- Stoel RivesFirst linked Mar 1999 · Named in a filing · 208 linked companiesSEC/DOJ scrutiny 0.84× · Went dark 0.67× · 95% wipeout 1.15×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Graubard Miller | Jan 2001 | Named in a filing | 418 | 0.92 | 0.75 | 1.15 |
| Stoel Rives | Mar 1999 | Named in a filing | 208 | 0.84 | 0.67 | 1.15 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- David Alan MillerEllenoff Grossman & Schole LLPFirst linked Jan 2001 · Named in a filing · 231 linked companiesSEC/DOJ scrutiny 1.06× · Went dark 0.74× · 95% wipeout 1.28×
- Jason M. BrauserStoel RivesFirst linked Mar 1999 · Named in a filing · 11 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 1.33×
- John J. HalleStoel RivesFirst linked Mar 1999 · Named in a filing · 11 linked companiesSEC/DOJ scrutiny 0.67× · Went dark 0.00× · 95% wipeout 2.32×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| David Alan MillerEllenoff Grossman & Schole LLP | Jan 2001 | Named in a filing | 231 | 1.06 | 0.74 | 1.28 |
| Jason M. BrauserStoel Rives | Mar 1999 | Named in a filing | 11 | 0.00 | 0.00 | 1.33 |
| John J. HalleStoel Rives | Mar 1999 | Named in a filing | 11 | 0.67 | 0.00 | 2.32 |