ALPHATRADE COM APTD (last ticker on record)
CIK 1076462Its SEC filings (opens in a new tab)
- Restatement
- Bankruptcy
- Went dark (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 2
- Newest began Mar 2011
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 1
- Linked to 5 or more companies
- Lawyers
- 6
- Linked to 5 or more companies
What happened
- SEC action against a company that stopped filingSEC order (opens in a new tab)
- SEC action against a company that stopped filingSEC order (opens in a new tab)
- Bankruptcy or receivership (Item 1.03)Form 8-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Sichenzia Ross Ference LLP | Jul 2007 | Named in SEC correspondence | 1,005 | 1.27 | 1.62 | 1.26 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Sean F. ReidSheppard MullinFirst linked Nov 2009 · Named in SEC correspondence · 30 linked companiesSEC/DOJ scrutiny 0.76× · Went dark 1.45× · 95% wipeout 1.14×
- Darrin M. OcasioSichenzia Ross Ference LLPFirst linked Oct 2008 · Named in a filing · 143 linked companiesSEC/DOJ scrutiny 1.16× · Went dark 1.72× · 95% wipeout 1.16×
- Sasha AblovatskiyFoley Shechter LLPFirst linked Jul 2007 · Named in SEC correspondence · 14 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 1.73× · 95% wipeout 0.88×
- Leonard E. NeilsonLeonard E. NeilsonFirst linked Mar 2004 · Named in a filing · 32 linked companiesSEC/DOJ scrutiny 1.09× · Went dark 1.65× · 95% wipeout 0.71×
- CARMINE J. BUA IIIFirst linked Dec 2001 · Named in a filing · 24 linked companiesSEC/DOJ scrutiny 1.60× · Went dark 1.86× · 95% wipeout 0.87×
- Leonard W. BurninghamBrunson Chandler & Jones, PLLCFirst linked Dec 1999 · Named in a filing · 36 linked companiesSEC/DOJ scrutiny 1.41× · Went dark 1.54× · 95% wipeout 1.62×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Sean F. ReidSheppard Mullin | Nov 2009 | Named in SEC correspondence | 30 | 0.76 | 1.45 | 1.14 |
| Darrin M. OcasioSichenzia Ross Ference LLP | Oct 2008 | Named in a filing | 143 | 1.16 | 1.72 | 1.16 |
| Sasha AblovatskiyFoley Shechter LLP | Jul 2007 | Named in SEC correspondence | 14 | 0.00 | 1.73 | 0.88 |
| Leonard E. NeilsonLeonard E. Neilson | Mar 2004 | Named in a filing | 32 | 1.09 | 1.65 | 0.71 |
| CARMINE J. BUA III | Dec 2001 | Named in a filing | 24 | 1.60 | 1.86 | 0.87 |
| Leonard W. BurninghamBrunson Chandler & Jones, PLLC | Dec 1999 | Named in a filing | 36 | 1.41 | 1.54 | 1.62 |