TOWER FINANCIAL CORP TOFC (last ticker on record)
CIK 1072847Its SEC filings (opens in a new tab)
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 0
- None on record
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 3
- Linked to 5 or more companies
- Lawyers
- 3
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Krieg DeVaultFirst linked Dec 2013 · Named in a filing · 46 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.38×
- Barrett & McNagnyFirst linked Mar 2012 · Named in a filing · 9 linked companiesSEC/DOJ scrutiny 2.57× · Went dark 0.00× · 95% wipeout 0.00×
- Baker & DanielsFirst linked Nov 1998 · Named in a filing · 129 linked companiesSEC/DOJ scrutiny 1.11× · Went dark 0.45× · 95% wipeout 1.22×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Krieg DeVault | Dec 2013 | Named in a filing | 46 | 0.00 | 0.00 | 0.38 |
| Barrett & McNagny | Mar 2012 | Named in a filing | 9 | 2.57 | 0.00 | 0.00 |
| Baker & Daniels | Nov 1998 | Named in a filing | 129 | 1.11 | 0.45 | 1.22 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Robert S. WaltersBarrett & McNagnyFirst linked May 2006 · Named in SEC correspondence · 5 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.00×
- JAMES A. ASCHLEMANBaker & DanielsFirst linked May 2002 · Named in a filing · 15 linked companiesSEC/DOJ scrutiny 1.55× · Went dark 1.33× · 95% wipeout 1.47×
- Daniel L. BoeglinFaegre Baker DanielsFirst linked Nov 1998 · Named in a filing · 5 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 1.15×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Robert S. WaltersBarrett & McNagny | May 2006 | Named in SEC correspondence | 5 | 0.00 | 0.00 | 0.00 |
| JAMES A. ASCHLEMANBaker & Daniels | May 2002 | Named in a filing | 15 | 1.55 | 1.33 | 1.47 |
| Daniel L. BoeglinFaegre Baker Daniels | Nov 1998 | Named in a filing | 5 | 0.00 | 0.00 | 1.15 |