UAGH INC UAXS (last ticker on record)
CIK 1070699Its SEC filings (opens in a new tab)
- 95% wipeout
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began Jul 2001
- Largest fall in its shares
- 99%
- Mar 2000 to Aug 2005
- Law firms
- 3
- Linked to 5 or more companies
- Lawyers
- 3
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Shares down 95% from their high
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Durham Jones & PinegarFirst linked Nov 2010 · Named in SEC correspondence · 47 linked companiesSEC/DOJ scrutiny 1.70× · Went dark 1.06× · 95% wipeout 1.40×
- Sullivan & CromwellFirst linked Apr 2001 · Named in a filing · 1,047 linked companiesSEC/DOJ scrutiny 1.40× · Went dark 0.15× · 95% wipeout 0.69×
- Wilson Sonsini Goodrich & RosatiFirst linked Feb 2000 · Named in a filing · 1,468 linked companiesSEC/DOJ scrutiny 1.09× · Went dark 0.60× · 95% wipeout 1.42×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Durham Jones & Pinegar | Nov 2010 | Named in SEC correspondence | 47 | 1.70 | 1.06 | 1.40 |
| Sullivan & Cromwell | Apr 2001 | Named in a filing | 1,047 | 1.40 | 0.15 | 0.69 |
| Wilson Sonsini Goodrich & Rosati | Feb 2000 | Named in a filing | 1,468 | 1.09 | 0.60 | 1.42 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Scott D. MillerSullivan & CromwellFirst linked Apr 2001 · Named in a filing · 47 linked companiesSEC/DOJ scrutiny 2.40× · Went dark 0.00× · 95% wipeout 1.30×
- Donna M. PetkanicsWilson Sonsini Goodrich & RosatiFirst linked Dec 1999 · Named in a filing · 27 linked companiesSEC/DOJ scrutiny 1.54× · Went dark 0.00× · 95% wipeout 1.10×
- JUDITH M. O'BRIENWilson Sonsini Goodrich & RosatiFirst linked Dec 1999 · Named in a filing · 20 linked companiesSEC/DOJ scrutiny 1.68× · Went dark 2.00× · 95% wipeout 3.57×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Scott D. MillerSullivan & Cromwell | Apr 2001 | Named in a filing | 47 | 2.40 | 0.00 | 1.30 |
| Donna M. PetkanicsWilson Sonsini Goodrich & Rosati | Dec 1999 | Named in a filing | 27 | 1.54 | 0.00 | 1.10 |
| JUDITH M. O'BRIENWilson Sonsini Goodrich & Rosati | Dec 1999 | Named in a filing | 20 | 1.68 | 2.00 | 3.57 |