KEYSPAN CORP KSE (last ticker on record)
CIK 1062379Its SEC filings (opens in a new tab)
- Delisting notice (not a red flag)
- SEC/DOJ scrutiny
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began Feb 2010
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 2
- Linked to 5 or more companies
- Lawyers
- 4
- Linked to 5 or more companies
What happened
- A Justice Department statement names it, an officer or its stockJustice Department (opens in a new tab)
- A Justice Department statement names it, an officer or its stockJustice Department (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- A filing mentions a formal order of investigationForm 10-Q (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Richards, Layton & Finger, P.A.First linked May 2001 · Named in a filing · 995 linked companiesSEC/DOJ scrutiny 1.46× · Went dark 0.37× · 95% wipeout 0.78×
- Simpson Thacher & BartlettFirst linked Dec 1999 · Named in SEC correspondence · 1,397 linked companiesSEC/DOJ scrutiny 1.27× · Went dark 0.11× · 95% wipeout 0.88×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Richards, Layton & Finger, P.A. | May 2001 | Named in a filing | 995 | 1.46 | 0.37 | 0.78 |
| Simpson Thacher & Bartlett | Dec 1999 | Named in SEC correspondence | 1,397 | 1.27 | 0.11 | 0.88 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Andrew CalderKirkland & EllisFirst linked Apr 2006 · Named in SEC correspondence · 7 linked companiesSEC/DOJ scrutiny 1.73× · Went dark 0.00× · 95% wipeout 0.79×
- Mario A. PonceSimpson Thacher & BartlettFirst linked Apr 2006 · Named in SEC correspondence · 23 linked companiesSEC/DOJ scrutiny 2.60× · Went dark 1.10× · 95% wipeout 1.13×
- William R. DoughertySimpson Thacher & BartlettFirst linked Feb 2003 · Named in a filing · 21 linked companiesSEC/DOJ scrutiny 2.57× · Went dark 0.00× · 95% wipeout 0.94×
- RAYMOND W. WAGNERSimpson Thacher & BartlettFirst linked Dec 1999 · Named in a filing · 10 linked companiesSEC/DOJ scrutiny 2.84× · Went dark 0.00× · 95% wipeout 0.90×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Andrew CalderKirkland & Ellis | Apr 2006 | Named in SEC correspondence | 7 | 1.73 | 0.00 | 0.79 |
| Mario A. PonceSimpson Thacher & Bartlett | Apr 2006 | Named in SEC correspondence | 23 | 2.60 | 1.10 | 1.13 |
| William R. DoughertySimpson Thacher & Bartlett | Feb 2003 | Named in a filing | 21 | 2.57 | 0.00 | 0.94 |
| RAYMOND W. WAGNERSimpson Thacher & Bartlett | Dec 1999 | Named in a filing | 10 | 2.84 | 0.00 | 0.90 |