GAMCO INVESTORS, INC. ET AL GBL (last ticker on record)

CIK 1060349Its SEC filings (opens in a new tab)

Restructuring
Restatement
Delisting notice (not a red flag)

These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.

Red flags: 2; Newest began Nov 2006
Largest fall in its shares: —; None of 95% on record
Law firms: 5; Linked to 5 or more companies
Lawyers: 7; Linked to 5 or more companies

What happened

Sep 16, 2022Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
Sep 25, 2007Said its accounts could not be relied on (Item 4.02)Form 8-K/A (opens in a new tab)
Mar 19, 2007Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
Nov 13, 2006Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
Aug 25, 2006Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
Mar 2, 2005Debt accelerated (Item 2.04)Form 8-K (opens in a new tab)

An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.

Law firms

The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.

Law firms linked to this company
Name	First linked	How it is known	Linked companies	SEC/DOJ scrutiny	Went dark	95% wipeout
Paul Hastings	Apr 2015	Named in a filing	768	0.98	0.72	1.09
Olshan Frome Wolosky LLP	Nov 2012	Named in SEC correspondence	390	1.38	0.86	1.22
Skadden, Arps, Slate, Meagher & Flom LLP	Apr 1998	Named in SEC correspondence	2,607	1.15	0.19	0.85
Harney Westwood & Riegels	Mar 2006	Text search only	238	1.34	1.02	0.76
Seward & Kissel	Mar 2006	Text search only	164	0.78	0.19	1.28

Lawyers

The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.

Lawyers linked to this company
Name	First linked	How it is known	Linked companies	SEC/DOJ scrutiny	Went dark	95% wipeout
Kenneth A. SchlesingerOlshan Frome Wolosky LLP	Jul 2021	Named in a filing	47	1.52	0.47	0.86
Elizabeth Gonzalez-SussmanOlshan Frome Wolosky LLP	Apr 2016	Named in SEC correspondence	21	0.00	0.00	1.12
Michael L. ZupponePaul Hastings	Apr 2015	Named in a filing	20	0.42	0.00	0.96
Steve WoloskyOlshan Frome Wolosky LLP	Nov 2012	Named in a filing	95	1.71	0.37	0.90
Richard J. GrossmanSkadden, Arps, Slate, Meagher & Flom LLP	Mar 2012	Named in SEC correspondence	48	0.33	0.00	0.99
Gregory A. FernicolaSkadden, Arps, Slate, Meagher & Flom LLP	Dec 2001	Named in SEC correspondence	67	1.07	0.40	0.85
RICHARD T. PRINSSkadden, Arps, Slate, Meagher & Flom LLP	Apr 1998	Named in a filing	8	0.90	3.15	0.00