CREDIT SUISSE AG GLDI (last ticker on record)
CIK 1053092Its SEC filings (opens in a new tab)
- SEC/DOJ scrutiny
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began Mar 2023
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 3
- Linked to 5 or more companies
- Lawyers
- 8
- Linked to 5 or more companies
What happened
- Far more SEC letters than usualSEC letter (opens in a new tab)
- A filing mentions cooperating with the Justice DepartmentForm 6-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Sullivan & CromwellFirst linked Jun 2023 · Named in SEC correspondence · 1,047 linked companiesSEC/DOJ scrutiny 1.40× · Went dark 0.15× · 95% wipeout 0.66×
- Cleary Gottlieb Steen & HamiltonFirst linked Mar 2009 · Named in SEC correspondence · 741 linked companiesSEC/DOJ scrutiny 1.30× · Went dark 0.12× · 95% wipeout 0.72×
- Richards, Layton & Finger, P.A.First linked Mar 2009 · Named in a filing · 995 linked companiesSEC/DOJ scrutiny 1.46× · Went dark 0.37× · 95% wipeout 0.78×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Sullivan & Cromwell | Jun 2023 | Named in SEC correspondence | 1,047 | 1.40 | 0.15 | 0.66 |
| Cleary Gottlieb Steen & Hamilton | Mar 2009 | Named in SEC correspondence | 741 | 1.30 | 0.12 | 0.72 |
| Richards, Layton & Finger, P.A. | Mar 2009 | Named in a filing | 995 | 1.46 | 0.37 | 0.78 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Catherine M. ClarkinSullivan & CromwellFirst linked May 2024 · Named in a filing · 52 linked companiesSEC/DOJ scrutiny 1.52× · Went dark 0.00× · 95% wipeout 0.75×
- John Horsfield-BradburySullivan & CromwellFirst linked Jun 2023 · Named in SEC correspondence · 13 linked companiesSEC/DOJ scrutiny 1.10× · Went dark 0.00× · 95% wipeout 0.00×
- Sebastian R. SperberCleary Gottlieb Steen & HamiltonFirst linked May 2020 · Named in SEC correspondence · 13 linked companiesSEC/DOJ scrutiny 1.36× · Went dark 0.00× · 95% wipeout 0.78×
- Credit Suisse AGCleary Gottlieb Steen & HamiltonFirst linked Oct 2013 · Named in SEC correspondence · 27 linked companiesSEC/DOJ scrutiny 1.93× · Went dark 0.00× · 95% wipeout 1.47×
- Michael J. VolkovitschCleary Gottlieb Steen & HamiltonFirst linked Jan 2013 · Named in SEC correspondence · 13 linked companiesSEC/DOJ scrutiny 2.35× · Went dark 0.00× · 95% wipeout 2.05×
- Alan L. BellerCleary Gottlieb Steen & HamiltonFirst linked Mar 2009 · Named in a filing · 14 linked companiesSEC/DOJ scrutiny 2.73× · Went dark 0.00× · 95% wipeout 1.51×
- Craig B. BrodCleary Gottlieb Steen & HamiltonFirst linked Mar 2009 · Named in a filing · 41 linked companiesSEC/DOJ scrutiny 2.03× · Went dark 0.00× · 95% wipeout 0.53×
- David I. GottliebCleary Gottlieb Steen & HamiltonFirst linked Mar 2009 · Named in a filing · 20 linked companiesSEC/DOJ scrutiny 2.50× · Went dark 0.00× · 95% wipeout 0.92×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Catherine M. ClarkinSullivan & Cromwell | May 2024 | Named in a filing | 52 | 1.52 | 0.00 | 0.75 |
| John Horsfield-BradburySullivan & Cromwell | Jun 2023 | Named in SEC correspondence | 13 | 1.10 | 0.00 | 0.00 |
| Sebastian R. SperberCleary Gottlieb Steen & Hamilton | May 2020 | Named in SEC correspondence | 13 | 1.36 | 0.00 | 0.78 |
| Credit Suisse AGCleary Gottlieb Steen & Hamilton | Oct 2013 | Named in SEC correspondence | 27 | 1.93 | 0.00 | 1.47 |
| Michael J. VolkovitschCleary Gottlieb Steen & Hamilton | Jan 2013 | Named in SEC correspondence | 13 | 2.35 | 0.00 | 2.05 |
| Alan L. BellerCleary Gottlieb Steen & Hamilton | Mar 2009 | Named in a filing | 14 | 2.73 | 0.00 | 1.51 |
| Craig B. BrodCleary Gottlieb Steen & Hamilton | Mar 2009 | Named in a filing | 41 | 2.03 | 0.00 | 0.53 |
| David I. GottliebCleary Gottlieb Steen & Hamilton | Mar 2009 | Named in a filing | 20 | 2.50 | 0.00 | 0.92 |