ANNALY CAPITAL MANAGEMENT INC NLY (last ticker on record)
CIK 1043219Its SEC filings (opens in a new tab)
NoneThese figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 0
- None on record
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 12
- Linked to 5 or more companies
- Lawyers
- 8
- Linked to 5 or more companies
What happened
No red flag or SEC or Justice Department event on record.
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Troutman Sanders LLPFirst linked May 2020 · Named in a filing · 335 linked companiesSEC/DOJ scrutiny 1.15× · Went dark 0.61× · 95% wipeout 1.16×
- DLA PiperFirst linked May 2016 · Named in a filing · 1,184 linked companiesSEC/DOJ scrutiny 1.00× · Went dark 0.45× · 95% wipeout 1.20×
- Venable LLPFirst linked May 2016 · Named in a filing · 506 linked companiesSEC/DOJ scrutiny 0.79× · Went dark 0.38× · 95% wipeout 0.73×
- Wachtell Lipton Rosen & KatzFirst linked May 2016 · Named in SEC correspondence · 889 linked companiesSEC/DOJ scrutiny 1.31× · Went dark 0.07× · 95% wipeout 0.59×
- K&L GatesFirst linked May 2006 · Named in SEC correspondence · 723 linked companiesSEC/DOJ scrutiny 1.06× · Went dark 1.35× · 95% wipeout 1.18×
- McKee Nelson LLPFirst linked Dec 2001 · Named in a filing · 53 linked companiesSEC/DOJ scrutiny 0.88× · Went dark 0.37× · 95% wipeout 0.20×
- Brown & WoodFirst linked Mar 2001 · Named in a filing · 299 linked companiesSEC/DOJ scrutiny 1.53× · Went dark 0.47× · 95% wipeout 0.58×
- Morgan LewisFirst linked Aug 1997 · Named in a filing · 1,028 linked companiesSEC/DOJ scrutiny 1.18× · Went dark 0.31× · 95% wipeout 1.02×
- Rogers & HardinFirst linked May 2016 · Text search only · 38 linked companiesSEC/DOJ scrutiny 0.62× · Went dark 0.00× · 95% wipeout 1.19×
- Goodwin ProcterFirst linked Mar 2013 · Text search only · 1,221 linked companiesSEC/DOJ scrutiny 0.79× · Went dark 0.31× · 95% wipeout 1.17×
- [Thacher Proffitt LLP Letterhead]First linked Mar 2004 · Text search only · 197 linked companiesSEC/DOJ scrutiny 0.73× · Went dark 0.10× · 95% wipeout 0.61×
- ROGERS & WELLSFirst linked Apr 2001 · Text search only · 69 linked companiesSEC/DOJ scrutiny 1.05× · Went dark 0.34× · 95% wipeout 1.25×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Troutman Sanders LLP | May 2020 | Named in a filing | 335 | 1.15 | 0.61 | 1.16 |
| DLA Piper | May 2016 | Named in a filing | 1,184 | 1.00 | 0.45 | 1.20 |
| Venable LLP | May 2016 | Named in a filing | 506 | 0.79 | 0.38 | 0.73 |
| Wachtell Lipton Rosen & Katz | May 2016 | Named in SEC correspondence | 889 | 1.31 | 0.07 | 0.59 |
| K&L Gates | May 2006 | Named in SEC correspondence | 723 | 1.06 | 1.35 | 1.18 |
| McKee Nelson LLP | Dec 2001 | Named in a filing | 53 | 0.88 | 0.37 | 0.20 |
| Brown & Wood | Mar 2001 | Named in a filing | 299 | 1.53 | 0.47 | 0.58 |
| Morgan Lewis | Aug 1997 | Named in a filing | 1,028 | 1.18 | 0.31 | 1.02 |
| Rogers & Hardin | May 2016 | Text search only | 38 | 0.62 | 0.00 | 1.19 |
| Goodwin Procter | Mar 2013 | Text search only | 1,221 | 0.79 | 0.31 | 1.17 |
| [Thacher Proffitt LLP Letterhead] | Mar 2004 | Text search only | 197 | 0.73 | 0.10 | 0.61 |
| ROGERS & WELLS | Apr 2001 | Text search only | 69 | 1.05 | 0.34 | 1.25 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Adam O. EmmerichWachtell Lipton Rosen & KatzFirst linked May 2016 · Named in SEC correspondence · 91 linked companiesSEC/DOJ scrutiny 1.14× · Went dark 0.00× · 95% wipeout 0.67×
- Ronald C. ChenWachtell Lipton Rosen & KatzFirst linked May 2016 · Named in SEC correspondence · 13 linked companiesSEC/DOJ scrutiny 1.12× · Went dark 0.00× · 95% wipeout 0.00×
- David W. BernsteinClifford Chance US LLPFirst linked Jan 2013 · Named in SEC correspondence · 14 linked companiesSEC/DOJ scrutiny 0.52× · Went dark 0.00× · 95% wipeout 2.36×
- ANDREW R. BROWNSTEINWachtell Lipton Rosen & KatzFirst linked May 2016 · Text search only · 117 linked companiesSEC/DOJ scrutiny 1.36× · Went dark 0.00× · 95% wipeout 0.49×
- David A. KatzWachtell Lipton Rosen & KatzFirst linked May 2016 · Text search only · 108 linked companiesSEC/DOJ scrutiny 1.44× · Went dark 0.00× · 95% wipeout 0.70×
- David K. LamWachtell Lipton Rosen & KatzFirst linked May 2016 · Text search only · 110 linked companiesSEC/DOJ scrutiny 1.17× · Went dark 0.00× · 95% wipeout 0.52×
- Edward D. HerlihyWachtell Lipton Rosen & KatzFirst linked May 2016 · Text search only · 148 linked companiesSEC/DOJ scrutiny 1.03× · Went dark 0.00× · 95% wipeout 0.43×
- Jeffrey D. MillerAlston & BirdFirst linked May 2016 · Text search only · 5 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.00×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Adam O. EmmerichWachtell Lipton Rosen & Katz | May 2016 | Named in SEC correspondence | 91 | 1.14 | 0.00 | 0.67 |
| Ronald C. ChenWachtell Lipton Rosen & Katz | May 2016 | Named in SEC correspondence | 13 | 1.12 | 0.00 | 0.00 |
| David W. BernsteinClifford Chance US LLP | Jan 2013 | Named in SEC correspondence | 14 | 0.52 | 0.00 | 2.36 |
| ANDREW R. BROWNSTEINWachtell Lipton Rosen & Katz | May 2016 | Text search only | 117 | 1.36 | 0.00 | 0.49 |
| David A. KatzWachtell Lipton Rosen & Katz | May 2016 | Text search only | 108 | 1.44 | 0.00 | 0.70 |
| David K. LamWachtell Lipton Rosen & Katz | May 2016 | Text search only | 110 | 1.17 | 0.00 | 0.52 |
| Edward D. HerlihyWachtell Lipton Rosen & Katz | May 2016 | Text search only | 148 | 1.03 | 0.00 | 0.43 |
| Jeffrey D. MillerAlston & Bird | May 2016 | Text search only | 5 | 0.00 | 0.00 | 0.00 |