FNCB Bancorp, Inc. FNCB (last ticker on record)
CIK 1035976Its SEC filings (opens in a new tab)
- Restatement
- SEC/DOJ scrutiny
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 2
- Newest began Jan 2015
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 6
- Linked to 5 or more companies
- Lawyers
- 8
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- SEC administrative proceedingSEC order (opens in a new tab)
- SEC enforcement releaseSEC release (opens in a new tab)
- An SEC release names it, an officer or its stockSEC release (opens in a new tab)
- A filing mentions cooperating with the SECForm 8-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Troutman Pepper Hamilton Sanders LLPFirst linked Jan 2024 · Named in a filing · 154 linked companiesSEC/DOJ scrutiny 1.18× · Went dark 0.00× · 95% wipeout 1.15×
- Drinker Biddle & ReathFirst linked Dec 2011 · Named in SEC correspondence · 213 linked companiesSEC/DOJ scrutiny 1.46× · Went dark 0.77× · 95% wipeout 1.25×
- BuckleySandler LLPFirst linked Oct 2010 · Named in SEC correspondence · 12 linked companiesSEC/DOJ scrutiny 1.41× · Went dark 0.00× · 95% wipeout 0.00×
- Bybel Rutledge LLPFirst linked Jan 2010 · Named in SEC correspondence · 18 linked companiesSEC/DOJ scrutiny 1.53× · Went dark 0.00× · 95% wipeout 0.00×
- SHUMAKER WILLIAMS, P.C.First linked Mar 1997 · Named in a filing · 27 linked companiesSEC/DOJ scrutiny 0.84× · Went dark 0.00× · 95% wipeout 0.27×
- Cozen O'Connor P.C.First linked Sep 2018 · Text search only · 163 linked companiesSEC/DOJ scrutiny 1.03× · Went dark 0.63× · 95% wipeout 0.94×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Troutman Pepper Hamilton Sanders LLP | Jan 2024 | Named in a filing | 154 | 1.18 | 0.00 | 1.15 |
| Drinker Biddle & Reath | Dec 2011 | Named in SEC correspondence | 213 | 1.46 | 0.77 | 1.25 |
| BuckleySandler LLP | Oct 2010 | Named in SEC correspondence | 12 | 1.41 | 0.00 | 0.00 |
| Bybel Rutledge LLP | Jan 2010 | Named in SEC correspondence | 18 | 1.53 | 0.00 | 0.00 |
| SHUMAKER WILLIAMS, P.C. | Mar 1997 | Named in a filing | 27 | 0.84 | 0.00 | 0.27 |
| Cozen O'Connor P.C. | Sep 2018 | Text search only | 163 | 1.03 | 0.63 | 0.94 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Seth H. PopickCozen O'Connor P.C.First linked Sep 2018 · Named in SEC correspondence · 12 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 0.86×
- Elizabeth A. DiffleyFaegre Drinker Biddle & Reath LLPFirst linked Sep 2013 · Named in SEC correspondence · 9 linked companiesSEC/DOJ scrutiny 2.56× · Went dark 9.42× · 95% wipeout 2.06×
- Stephen T. BurdumyDrinker Biddle & ReathFirst linked Dec 2011 · Named in SEC correspondence · 15 linked companiesSEC/DOJ scrutiny 1.49× · Went dark 0.91× · 95% wipeout 1.07×
- Walter J. Mostek Jr.Drinker Biddle & ReathFirst linked Dec 2011 · Named in SEC correspondence · 11 linked companiesSEC/DOJ scrutiny 1.60× · Went dark 0.00× · 95% wipeout 2.07×
- Noel M. GruberBuckleySandler LLPFirst linked Oct 2010 · Named in SEC correspondence · 9 linked companiesSEC/DOJ scrutiny 1.74× · Went dark 0.00× · 95% wipeout 0.00×
- Erik GerhardGaeta & Glesener, P.A.First linked Jan 2010 · Named in SEC correspondence · 20 linked companiesSEC/DOJ scrutiny 0.92× · Went dark 0.68× · 95% wipeout 0.00×
- Nicholas Bybel Jr.SHUMAKER WILLIAMS, P.C.First linked Aug 1999 · Named in a filing · 21 linked companiesSEC/DOJ scrutiny 1.03× · Went dark 0.00× · 95% wipeout 0.30×
- Jeremiah G. GarveyCozen O'Connor P.C.First linked Sep 2018 · Text search only · 12 linked companiesSEC/DOJ scrutiny 0.00× · Went dark 0.00× · 95% wipeout 1.13×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Seth H. PopickCozen O'Connor P.C. | Sep 2018 | Named in SEC correspondence | 12 | 0.00 | 0.00 | 0.86 |
| Elizabeth A. DiffleyFaegre Drinker Biddle & Reath LLP | Sep 2013 | Named in SEC correspondence | 9 | 2.56 | 9.42 | 2.06 |
| Stephen T. BurdumyDrinker Biddle & Reath | Dec 2011 | Named in SEC correspondence | 15 | 1.49 | 0.91 | 1.07 |
| Walter J. Mostek Jr.Drinker Biddle & Reath | Dec 2011 | Named in SEC correspondence | 11 | 1.60 | 0.00 | 2.07 |
| Noel M. GruberBuckleySandler LLP | Oct 2010 | Named in SEC correspondence | 9 | 1.74 | 0.00 | 0.00 |
| Erik GerhardGaeta & Glesener, P.A. | Jan 2010 | Named in SEC correspondence | 20 | 0.92 | 0.68 | 0.00 |
| Nicholas Bybel Jr.SHUMAKER WILLIAMS, P.C. | Aug 1999 | Named in a filing | 21 | 1.03 | 0.00 | 0.30 |
| Jeremiah G. GarveyCozen O'Connor P.C. | Sep 2018 | Text search only | 12 | 0.00 | 0.00 | 1.13 |