AB WATLEY GROUP INC ABWG (last ticker on record)
CIK 1035632Its SEC filings (opens in a new tab)
- SEC/DOJ scrutiny
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began Apr 2011
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 5
- Linked to 5 or more companies
- Lawyers
- 7
- Linked to 5 or more companies
What happened
- SEC administrative actionSEC order (opens in a new tab)
- SEC administrative actionSEC order (opens in a new tab)
- SEC enforcement releaseSEC release (opens in a new tab)
- An SEC release names it, an officer or its stockSEC release (opens in a new tab)
- An SEC release names it, an officer or its stockSEC release (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Gottbetter & Partners, LLPFirst linked Nov 2004 · Named in a filing · 69 linked companiesSEC/DOJ scrutiny 1.44× · Went dark 1.38× · 95% wipeout 1.01×
- Hartman & Craven LLPFirst linked Feb 1999 · Named in a filing · 8 linked companiesSEC/DOJ scrutiny 3.03× · Went dark 0.00× · 95% wipeout 2.54×
- Robinson BrogFirst linked Nov 2004 · Text search only · 27 linked companiesSEC/DOJ scrutiny 1.86× · Went dark 0.72× · 95% wipeout 2.30×
- Sichenzia Ross Ference LLPFirst linked Nov 2004 · Text search only · 1,005 linked companiesSEC/DOJ scrutiny 1.27× · Went dark 1.62× · 95% wipeout 1.26×
- Patton BoggsFirst linked May 2001 · Text search only · 186 linked companiesSEC/DOJ scrutiny 0.92× · Went dark 0.76× · 95% wipeout 1.35×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Gottbetter & Partners, LLP | Nov 2004 | Named in a filing | 69 | 1.44 | 1.38 | 1.01 |
| Hartman & Craven LLP | Feb 1999 | Named in a filing | 8 | 3.03 | 0.00 | 2.54 |
| Robinson Brog | Nov 2004 | Text search only | 27 | 1.86 | 0.72 | 2.30 |
| Sichenzia Ross Ference LLP | Nov 2004 | Text search only | 1,005 | 1.27 | 1.62 | 1.26 |
| Patton Boggs | May 2001 | Text search only | 186 | 0.92 | 0.76 | 1.35 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Scott RapfogelGottbetter & Partners, LLPFirst linked Nov 2004 · Named in a filing · 22 linked companiesSEC/DOJ scrutiny 1.31× · Went dark 2.12× · 95% wipeout 1.37×
- Joel I. FrankWilk Auslander LLPFirst linked Aug 2000 · Named in a filing · 9 linked companiesSEC/DOJ scrutiny 3.09× · Went dark 0.00× · 95% wipeout 2.80×
- Edward I. TishelmanHartman & Craven LLPFirst linked Feb 1999 · Named in a filing · 7 linked companiesSEC/DOJ scrutiny 2.23× · Went dark 0.00× · 95% wipeout 2.87×
- Michael FerenceSichenzia Ross Ference LLPFirst linked Nov 2004 · Text search only · 44 linked companiesSEC/DOJ scrutiny 1.75× · Went dark 1.68× · 95% wipeout 1.44×
- Richard A. FriedmanSichenzia Ross Ference LLPFirst linked Nov 2004 · Text search only · 190 linked companiesSEC/DOJ scrutiny 1.27× · Went dark 1.93× · 95% wipeout 1.29×
- John F. KennedyFirst linked May 2001 · Text search only · 190 linked companiesSEC/DOJ scrutiny 1.52× · Went dark 0.60× · 95% wipeout 1.17×
- Philip G. FeigenPatton BoggsFirst linked May 2001 · Text search only · 10 linked companiesSEC/DOJ scrutiny 2.50× · Went dark 0.00× · 95% wipeout 0.66×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Scott RapfogelGottbetter & Partners, LLP | Nov 2004 | Named in a filing | 22 | 1.31 | 2.12 | 1.37 |
| Joel I. FrankWilk Auslander LLP | Aug 2000 | Named in a filing | 9 | 3.09 | 0.00 | 2.80 |
| Edward I. TishelmanHartman & Craven LLP | Feb 1999 | Named in a filing | 7 | 2.23 | 0.00 | 2.87 |
| Michael FerenceSichenzia Ross Ference LLP | Nov 2004 | Text search only | 44 | 1.75 | 1.68 | 1.44 |
| Richard A. FriedmanSichenzia Ross Ference LLP | Nov 2004 | Text search only | 190 | 1.27 | 1.93 | 1.29 |
| John F. Kennedy | May 2001 | Text search only | 190 | 1.52 | 0.60 | 1.17 |
| Philip G. FeigenPatton Boggs | May 2001 | Text search only | 10 | 2.50 | 0.00 | 0.66 |