SONOMAWEST HOLDINGS INC SWHI (last ticker on record)
CIK 102588Its SEC filings (opens in a new tab)
- Delisting notice (not a red flag)
- 95% wipeout
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began Aug 2010
- Largest fall in its shares
- 99%
- May 2009 to Jul 2012
- Law firms
- 3
- Linked to 5 or more companies
- Lawyers
- 2
- Linked to 5 or more companies
What happened
- Shares down 95% from their high
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Morrison & FoersterFirst linked Apr 2011 · Named in SEC correspondence · 826 linked companiesSEC/DOJ scrutiny 1.17× · Went dark 0.55× · 95% wipeout 1.14×
- Davis Graham & StubbsFirst linked Sep 2008 · Named in a filing · 142 linked companiesSEC/DOJ scrutiny 0.97× · Went dark 0.97× · 95% wipeout 1.39×
- Allen Matkins Leck Gamble Mallory & Natsis LLPFirst linked Jan 2001 · Named in a filing · 98 linked companiesSEC/DOJ scrutiny 0.65× · Went dark 0.85× · 95% wipeout 1.38×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Morrison & Foerster | Apr 2011 | Named in SEC correspondence | 826 | 1.17 | 0.55 | 1.14 |
| Davis Graham & Stubbs | Sep 2008 | Named in a filing | 142 | 0.97 | 0.97 | 1.39 |
| Allen Matkins Leck Gamble Mallory & Natsis LLP | Jan 2001 | Named in a filing | 98 | 0.65 | 0.85 | 1.38 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Ronald R. Levine IIDavis Graham & StubbsFirst linked Sep 2008 · Named in a filing · 20 linked companiesSEC/DOJ scrutiny 0.80× · Went dark 0.00× · 95% wipeout 1.57×
- Allen MatkinsAllen Matkins Leck Gamble Mallory & Natsis LLPFirst linked Jan 2001 · Text search only · 124 linked companiesSEC/DOJ scrutiny 0.65× · Went dark 0.98× · 95% wipeout 1.41×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Ronald R. Levine IIDavis Graham & Stubbs | Sep 2008 | Named in a filing | 20 | 0.80 | 0.00 | 1.57 |
| Allen MatkinsAllen Matkins Leck Gamble Mallory & Natsis LLP | Jan 2001 | Text search only | 124 | 0.65 | 0.98 | 1.41 |