ADVANCED OPTICS ELECTRONICS INC
CIK 1020657Its SEC filings (opens in a new tab)
- SEC/DOJ scrutiny
- Went dark (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began Feb 2011
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 2
- Linked to 5 or more companies
- Lawyers
- 3
- Linked to 5 or more companies
What happened
- SEC enforcement releaseSEC release (opens in a new tab)
- An SEC release names it, an officer or its stockSEC release (opens in a new tab)
- SEC action against a company that stopped filingSEC order (opens in a new tab)
- SEC action against a company that stopped filingSEC order (opens in a new tab)
- SEC administrative actionSEC order (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Sichenzia Ross Ference LLPFirst linked Sep 2001 · Named in SEC correspondence · 1,005 linked companiesSEC/DOJ scrutiny 1.27× · Went dark 1.62× · 95% wipeout 1.31×
- K&L GatesFirst linked Dec 2000 · Named in a filing · 723 linked companiesSEC/DOJ scrutiny 1.06× · Went dark 1.35× · 95% wipeout 1.20×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Sichenzia Ross Ference LLP | Sep 2001 | Named in SEC correspondence | 1,005 | 1.27 | 1.62 | 1.31 |
| K&L Gates | Dec 2000 | Named in a filing | 723 | 1.06 | 1.35 | 1.20 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Gregory SichenziaSichenzia Ross Ference LLPFirst linked Sep 2001 · Named in a filing · 267 linked companiesSEC/DOJ scrutiny 1.06× · Went dark 1.46× · 95% wipeout 1.35×
- Thomas A. RoseSichenzia Ross Ference LLPFirst linked Sep 2001 · Named in SEC correspondence · 107 linked companiesSEC/DOJ scrutiny 1.52× · Went dark 1.68× · 95% wipeout 1.35×
- Ted WeitzmanK&L GatesFirst linked Dec 2000 · Named in a filing · 11 linked companiesSEC/DOJ scrutiny 2.04× · Went dark 1.70× · 95% wipeout 0.96×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Gregory SichenziaSichenzia Ross Ference LLP | Sep 2001 | Named in a filing | 267 | 1.06 | 1.46 | 1.35 |
| Thomas A. RoseSichenzia Ross Ference LLP | Sep 2001 | Named in SEC correspondence | 107 | 1.52 | 1.68 | 1.35 |
| Ted WeitzmanK&L Gates | Dec 2000 | Named in a filing | 11 | 2.04 | 1.70 | 0.96 |