RTX Corp RTX (last ticker on record)
CIK 101829Its SEC filings (opens in a new tab)
- SEC/DOJ scrutiny
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began Feb 2024
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 6
- Linked to 5 or more companies
- Lawyers
- 11
- Linked to 5 or more companies
What happened
- A filing mentions cooperating with the SECForm 10-K (opens in a new tab)
- A filing mentions cooperating with the Justice DepartmentForm 10-K (opens in a new tab)
- A filing mentions a grand jury subpoenaForm 10-K (opens in a new tab)
- A filing mentions an SEC subpoenaForm 10-Q (opens in a new tab)
- A filing mentions cooperating with the SECForm 8-K (opens in a new tab)
- A filing mentions an SEC subpoenaForm 8-K (opens in a new tab)
- SEC administrative actionSEC order (opens in a new tab)
- SEC administrative proceedingSEC order (opens in a new tab)
- A Justice Department statement names it, an officer or its stockJustice Department (opens in a new tab)
- A filing mentions a grand jury subpoenaForm 10-K (opens in a new tab)
- A filing mentions cooperating with the Justice DepartmentForm 10-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Shearman & SterlingFirst linked Jul 2019 · Named in SEC correspondence · 2,650 linked companiesSEC/DOJ scrutiny 1.21× · Went dark 0.13× · 95% wipeout 0.84×
- Sullivan & CromwellFirst linked May 2001 · Named in a filing · 1,047 linked companiesSEC/DOJ scrutiny 1.40× · Went dark 0.15× · 95% wipeout 0.66×
- Skadden, Arps, Slate, Meagher & Flom LLPFirst linked May 1999 · Named in SEC correspondence · 2,607 linked companiesSEC/DOJ scrutiny 1.15× · Went dark 0.19× · 95% wipeout 0.82×
- Wachtell Lipton Rosen & KatzFirst linked May 1999 · Named in SEC correspondence · 889 linked companiesSEC/DOJ scrutiny 1.29× · Went dark 0.07× · 95% wipeout 0.59×
- Cleary Gottlieb Steen & HamiltonFirst linked Mar 1999 · Named in SEC correspondence · 742 linked companiesSEC/DOJ scrutiny 1.30× · Went dark 0.12× · 95% wipeout 0.72×
- Davis PolkFirst linked Nov 2017 · Text search only · 1,696 linked companiesSEC/DOJ scrutiny 1.25× · Went dark 0.06× · 95% wipeout 0.99×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Shearman & Sterling | Jul 2019 | Named in SEC correspondence | 2,650 | 1.21 | 0.13 | 0.84 |
| Sullivan & Cromwell | May 2001 | Named in a filing | 1,047 | 1.40 | 0.15 | 0.66 |
| Skadden, Arps, Slate, Meagher & Flom LLP | May 1999 | Named in SEC correspondence | 2,607 | 1.15 | 0.19 | 0.82 |
| Wachtell Lipton Rosen & Katz | May 1999 | Named in SEC correspondence | 889 | 1.29 | 0.07 | 0.59 |
| Cleary Gottlieb Steen & Hamilton | Mar 1999 | Named in SEC correspondence | 742 | 1.30 | 0.12 | 0.72 |
| Davis Polk | Nov 2017 | Text search only | 1,696 | 1.25 | 0.06 | 0.99 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Benjamin M. RothWachtell Lipton Rosen & KatzFirst linked Oct 2020 · Named in a filing · 54 linked companiesSEC/DOJ scrutiny 1.66× · Went dark 0.00× · 95% wipeout 0.53×
- Kathryn Gettles-AtwaWachtell Lipton Rosen & KatzFirst linked Oct 2020 · Named in a filing · 26 linked companiesSEC/DOJ scrutiny 1.80× · Went dark 0.00× · 95% wipeout 0.76×
- Clare O'BrienShearman & SterlingFirst linked Jul 2019 · Named in SEC correspondence · 23 linked companiesSEC/DOJ scrutiny 1.77× · Went dark 0.00× · 95% wipeout 0.31×
- Victor GoldfeldWachtell Lipton Rosen & KatzFirst linked Jul 2019 · Named in a filing · 29 linked companiesSEC/DOJ scrutiny 1.27× · Went dark 0.00× · 95% wipeout 0.44×
- Joshua R. CammakerWachtell Lipton Rosen & KatzFirst linked Oct 2017 · Named in SEC correspondence · 13 linked companiesSEC/DOJ scrutiny 0.63× · Went dark 0.00× · 95% wipeout 0.93×
- Richard C. Witzel Jr.Skadden, Arps, Slate, Meagher & Flom LLPFirst linked Oct 2017 · Named in SEC correspondence · 27 linked companiesSEC/DOJ scrutiny 0.51× · Went dark 0.00× · 95% wipeout 0.49×
- Edward J. LeeWachtell Lipton Rosen & KatzFirst linked Apr 2016 · Named in a filing · 21 linked companiesSEC/DOJ scrutiny 1.82× · Went dark 0.00× · 95% wipeout 0.00×
- Sandra L. FlowCleary Gottlieb Steen & HamiltonFirst linked Sep 2004 · Named in SEC correspondence · 24 linked companiesSEC/DOJ scrutiny 2.67× · Went dark 0.00× · 95% wipeout 1.58×
- Barry A. BryerWachtell Lipton Rosen & KatzFirst linked May 1999 · Named in a filing · 8 linked companiesSEC/DOJ scrutiny 1.48× · Went dark 0.00× · 95% wipeout 0.00×
- David LopezCleary Gottlieb Steen & HamiltonFirst linked Mar 1999 · Named in a filing · 55 linked companiesSEC/DOJ scrutiny 1.99× · Went dark 0.00× · 95% wipeout 1.47×
- Mark A. StaglianoWachtell Lipton Rosen & KatzFirst linked Sep 2019 · Text search only · 40 linked companiesSEC/DOJ scrutiny 0.58× · Went dark 0.00× · 95% wipeout 0.25×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Benjamin M. RothWachtell Lipton Rosen & Katz | Oct 2020 | Named in a filing | 54 | 1.66 | 0.00 | 0.53 |
| Kathryn Gettles-AtwaWachtell Lipton Rosen & Katz | Oct 2020 | Named in a filing | 26 | 1.80 | 0.00 | 0.76 |
| Clare O'BrienShearman & Sterling | Jul 2019 | Named in SEC correspondence | 23 | 1.77 | 0.00 | 0.31 |
| Victor GoldfeldWachtell Lipton Rosen & Katz | Jul 2019 | Named in a filing | 29 | 1.27 | 0.00 | 0.44 |
| Joshua R. CammakerWachtell Lipton Rosen & Katz | Oct 2017 | Named in SEC correspondence | 13 | 0.63 | 0.00 | 0.93 |
| Richard C. Witzel Jr.Skadden, Arps, Slate, Meagher & Flom LLP | Oct 2017 | Named in SEC correspondence | 27 | 0.51 | 0.00 | 0.49 |
| Edward J. LeeWachtell Lipton Rosen & Katz | Apr 2016 | Named in a filing | 21 | 1.82 | 0.00 | 0.00 |
| Sandra L. FlowCleary Gottlieb Steen & Hamilton | Sep 2004 | Named in SEC correspondence | 24 | 2.67 | 0.00 | 1.58 |
| Barry A. BryerWachtell Lipton Rosen & Katz | May 1999 | Named in a filing | 8 | 1.48 | 0.00 | 0.00 |
| David LopezCleary Gottlieb Steen & Hamilton | Mar 1999 | Named in a filing | 55 | 1.99 | 0.00 | 1.47 |
| Mark A. StaglianoWachtell Lipton Rosen & Katz | Sep 2019 | Text search only | 40 | 0.58 | 0.00 | 0.25 |