NETOPIA INC NTPA (last ticker on record)
CIK 1012482Its SEC filings (opens in a new tab)
- Restatement
- SEC/DOJ scrutiny
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 2
- Newest began Nov 2004
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 3
- Linked to 5 or more companies
- Lawyers
- 3
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- An SEC release names it, an officer or its stockSEC release (opens in a new tab)
- SEC administrative proceedingSEC order (opens in a new tab)
- SEC enforcement releaseSEC release (opens in a new tab)
- An SEC release names it, an officer or its stockSEC release (opens in a new tab)
- A filing mentions cooperating with the SECForm 8-K (opens in a new tab)
- A filing mentions a Wells noticeForm 8-K (opens in a new tab)
- A filing mentions a formal order of investigationForm 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Fenwick & West LLPFirst linked Dec 1999 · Named in a filing · 443 linked companiesSEC/DOJ scrutiny 0.95× · Went dark 0.21× · 95% wipeout 1.23×
- Gunderson DettmerFirst linked May 1996 · Named in SEC correspondence · 333 linked companiesSEC/DOJ scrutiny 1.17× · Went dark 0.66× · 95% wipeout 1.32×
- Stoel RivesFirst linked May 2003 · Text search only · 208 linked companiesSEC/DOJ scrutiny 0.84× · Went dark 0.67× · 95% wipeout 1.20×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Fenwick & West LLP | Dec 1999 | Named in a filing | 443 | 0.95 | 0.21 | 1.23 |
| Gunderson Dettmer | May 1996 | Named in SEC correspondence | 333 | 1.17 | 0.66 | 1.32 |
| Stoel Rives | May 2003 | Text search only | 208 | 0.84 | 0.67 | 1.20 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- C. Kevin KelsoFenwick & West LLPFirst linked Dec 1999 · Named in a filing · 10 linked companiesSEC/DOJ scrutiny 3.18× · Went dark 1.66× · 95% wipeout 1.61×
- Robert V. Gunderson Jr.Gunderson DettmerFirst linked May 1996 · Named in SEC correspondence · 37 linked companiesSEC/DOJ scrutiny 2.00× · Went dark 0.00× · 95% wipeout 2.18×
- WILLIAM E. GROWNEY JR.Gunderson DettmerFirst linked May 1996 · Named in SEC correspondence · 7 linked companiesSEC/DOJ scrutiny 2.91× · Went dark 0.00× · 95% wipeout 2.96×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| C. Kevin KelsoFenwick & West LLP | Dec 1999 | Named in a filing | 10 | 3.18 | 1.66 | 1.61 |
| Robert V. Gunderson Jr.Gunderson Dettmer | May 1996 | Named in SEC correspondence | 37 | 2.00 | 0.00 | 2.18 |
| WILLIAM E. GROWNEY JR.Gunderson Dettmer | May 1996 | Named in SEC correspondence | 7 | 2.91 | 0.00 | 2.96 |