Golden Minerals Co AUMN (last ticker on record)
CIK 1011509Its SEC filings (opens in a new tab)
- Restatement
- SEC/DOJ scrutiny
- Bankruptcy
- Restructuring
- 95% wipeout
- Delisting notice (not a red flag)
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 5
- Newest began Jun 2013
- Largest fall in its shares
- 99%
- Nov 2010 to Mar 2025
- Law firms
- 4
- Linked to 5 or more companies
- Lawyers
- 3
- Linked to 5 or more companies
What happened
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Shares down 95% from their high
- Bankruptcy or receivership (Item 1.03)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- Bankruptcy or receivership (Item 1.03)Form 8-K (opens in a new tab)
- Debt accelerated (Item 2.04)Form 8-K (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- A filing mentions a Wells noticeForm 8-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
- A filing mentions cooperating with the SECForm 10-K (opens in a new tab)
- Said its accounts could not be relied on (Item 4.02)Form 8-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Blake Cassels & GraydonFirst linked Jan 2010 · Named in a filing · 227 linked companiesSEC/DOJ scrutiny 0.73× · Went dark 0.49× · 95% wipeout 0.80×
- Davis Graham & StubbsFirst linked Jun 2004 · Named in SEC correspondence · 142 linked companiesSEC/DOJ scrutiny 0.97× · Went dark 0.97× · 95% wipeout 1.46×
- Akin GumpFirst linked Aug 1997 · Named in a filing · 582 linked companiesSEC/DOJ scrutiny 1.24× · Went dark 0.52× · 95% wipeout 1.25×
- Stikeman ElliottFirst linked Feb 2010 · Text search only · 225 linked companiesSEC/DOJ scrutiny 1.08× · Went dark 0.11× · 95% wipeout 1.06×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Blake Cassels & Graydon | Jan 2010 | Named in a filing | 227 | 0.73 | 0.49 | 0.80 |
| Davis Graham & Stubbs | Jun 2004 | Named in SEC correspondence | 142 | 0.97 | 0.97 | 1.46 |
| Akin Gump | Aug 1997 | Named in a filing | 582 | 1.24 | 0.52 | 1.25 |
| Stikeman Elliott | Feb 2010 | Text search only | 225 | 1.08 | 0.11 | 1.06 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Brian BoonstraDavis Graham & StubbsFirst linked Jun 2004 · Named in SEC correspondence · 17 linked companiesSEC/DOJ scrutiny 0.96× · Went dark 0.00× · 95% wipeout 1.33×
- Stephen E. OlderMcGuireWoods LLPFirst linked Feb 2004 · Named in a filing · 35 linked companiesSEC/DOJ scrutiny 2.92× · Went dark 0.66× · 95% wipeout 1.79×
- Patrick J. DooleyAkin GumpFirst linked Oct 1997 · Named in a filing · 21 linked companiesSEC/DOJ scrutiny 1.83× · Went dark 0.00× · 95% wipeout 0.53×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Brian BoonstraDavis Graham & Stubbs | Jun 2004 | Named in SEC correspondence | 17 | 0.96 | 0.00 | 1.33 |
| Stephen E. OlderMcGuireWoods LLP | Feb 2004 | Named in a filing | 35 | 2.92 | 0.66 | 1.79 |
| Patrick J. DooleyAkin Gump | Oct 1997 | Named in a filing | 21 | 1.83 | 0.00 | 0.53 |