ALCATEL-LUCENT USA INC. LU (last ticker on record)
CIK 1006240Its SEC filings (opens in a new tab)
- Delisting notice (not a red flag)
- SEC/DOJ scrutiny
These figures describe clients, not conduct. A lawyer or firm can serve many companies that later had trouble for reasons that have nothing to do with their work, and nothing here says any lawyer or firm did anything wrong.
- Red flags
- 1
- Newest began Dec 2007
- Largest fall in its shares
- —
- None of 95% on record
- Law firms
- 9
- Linked to 5 or more companies
- Lawyers
- 6
- Linked to 5 or more companies
What happened
- SEC enforcement releaseSEC release (opens in a new tab)
- An SEC release names it, an officer or its stockSEC release (opens in a new tab)
- Delisting notice (Item 3.01)Form 8-K (opens in a new tab)
- An SEC release names it, an officer or its stockSEC release (opens in a new tab)
- A filing mentions a Wells noticeForm 8-K (opens in a new tab)
- SEC enforcement releaseSEC release (opens in a new tab)
- A filing mentions cooperating with the SECForm 10-K (opens in a new tab)
An SEC release can name a company’s officer, or its stock as what a scheme sold or moved, so the company may be the victim. Each link goes to what to read.
Law firms
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Proskauer RoseFirst linked May 2013 · Named in a filing · 492 linked companiesSEC/DOJ scrutiny 1.15× · Went dark 0.48× · 95% wipeout 1.08×
- Lowenstein SandlerFirst linked Jun 2004 · Named in a filing · 297 linked companiesSEC/DOJ scrutiny 1.12× · Went dark 0.70× · 95% wipeout 1.42×
- McCarter & EnglishFirst linked May 2003 · Named in a filing · 141 linked companiesSEC/DOJ scrutiny 1.18× · Went dark 0.69× · 95% wipeout 0.78×
- Cravath Swaine & MooreFirst linked Mar 1999 · Named in a filing · 839 linked companiesSEC/DOJ scrutiny 1.29× · Went dark 0.03× · 95% wipeout 0.85×
- Wachtell Lipton Rosen & KatzFirst linked Feb 1996 · Named in SEC correspondence · 889 linked companiesSEC/DOJ scrutiny 1.31× · Went dark 0.07× · 95% wipeout 0.59×
- HYNES & LERACHFirst linked Dec 2004 · Text search only · 24 linked companiesSEC/DOJ scrutiny 1.77× · Went dark 1.35× · 95% wipeout 1.43×
- WILMER, CUTLER & PICKERINGFirst linked Jun 2004 · Text search only · 662 linked companiesSEC/DOJ scrutiny 1.14× · Went dark 0.33× · 95% wipeout 1.26×
- Jones DayFirst linked May 2003 · Text search only · 686 linked companiesSEC/DOJ scrutiny 1.25× · Went dark 0.54× · 95% wipeout 1.12×
- Richards, Layton & Finger, P.A.First linked Jun 2002 · Text search only · 995 linked companiesSEC/DOJ scrutiny 1.46× · Went dark 0.37× · 95% wipeout 0.80×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Proskauer Rose | May 2013 | Named in a filing | 492 | 1.15 | 0.48 | 1.08 |
| Lowenstein Sandler | Jun 2004 | Named in a filing | 297 | 1.12 | 0.70 | 1.42 |
| McCarter & English | May 2003 | Named in a filing | 141 | 1.18 | 0.69 | 0.78 |
| Cravath Swaine & Moore | Mar 1999 | Named in a filing | 839 | 1.29 | 0.03 | 0.85 |
| Wachtell Lipton Rosen & Katz | Feb 1996 | Named in SEC correspondence | 889 | 1.31 | 0.07 | 0.59 |
| HYNES & LERACH | Dec 2004 | Text search only | 24 | 1.77 | 1.35 | 1.43 |
| WILMER, CUTLER & PICKERING | Jun 2004 | Text search only | 662 | 1.14 | 0.33 | 1.26 |
| Jones Day | May 2003 | Text search only | 686 | 1.25 | 0.54 | 1.12 |
| Richards, Layton & Finger, P.A. | Jun 2002 | Text search only | 995 | 1.46 | 0.37 | 0.80 |
Lawyers
The ratios are about all the companies linked to each one, this one included: how many had that outcome, as a multiple of what comparable companies show. 1.00 means no more than expected.
- Susan WebsterCravath Swaine & MooreFirst linked Dec 2004 · Named in a filing · 14 linked companiesSEC/DOJ scrutiny 1.34× · Went dark 0.00× · 95% wipeout 0.00×
- Stephen L. BurnsCravath Swaine & MooreFirst linked Oct 2001 · Named in a filing · 24 linked companiesSEC/DOJ scrutiny 1.33× · Went dark 0.00× · 95% wipeout 0.87×
- Robert I. Townsend IIICravath Swaine & MooreFirst linked May 1999 · Named in a filing · 32 linked companiesSEC/DOJ scrutiny 1.25× · Went dark 0.00× · 95% wipeout 1.48×
- John W. WhiteCravath Swaine & MooreFirst linked Mar 1999 · Named in a filing · 32 linked companiesSEC/DOJ scrutiny 2.50× · Went dark 0.00× · 95% wipeout 0.66×
- Herbert J. HuffFirst linked May 1998 · Named in a filing · 38 linked companiesSEC/DOJ scrutiny 2.00× · Went dark 0.00× · 95% wipeout 0.50×
- Steven A. RosenblumWachtell Lipton Rosen & KatzFirst linked Feb 1996 · Named in SEC correspondence · 55 linked companiesSEC/DOJ scrutiny 1.65× · Went dark 0.00× · 95% wipeout 0.39×
| Name | First linked | How it is known | Linked companies | SEC/DOJ scrutiny | Went dark | 95% wipeout |
|---|---|---|---|---|---|---|
| Susan WebsterCravath Swaine & Moore | Dec 2004 | Named in a filing | 14 | 1.34 | 0.00 | 0.00 |
| Stephen L. BurnsCravath Swaine & Moore | Oct 2001 | Named in a filing | 24 | 1.33 | 0.00 | 0.87 |
| Robert I. Townsend IIICravath Swaine & Moore | May 1999 | Named in a filing | 32 | 1.25 | 0.00 | 1.48 |
| John W. WhiteCravath Swaine & Moore | Mar 1999 | Named in a filing | 32 | 2.50 | 0.00 | 0.66 |
| Herbert J. Huff | May 1998 | Named in a filing | 38 | 2.00 | 0.00 | 0.50 |
| Steven A. RosenblumWachtell Lipton Rosen & Katz | Feb 1996 | Named in SEC correspondence | 55 | 1.65 | 0.00 | 0.39 |