Dutch Bros Inc
For the period ended Jun 30, 2024. Filed Aug 8, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Jun 30, 2024 · Filed Aug 8, 2024
BROS$35.29-2.0%Stored close · as of Nov 10, 2026
Extracted filing text, with the paragraph anchors used by the comparison.
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Item 6. EXHIBITS
(a) Exhibits.
The following exhibits are included herein or incorporated herein by reference:
| Incorporated by Reference | ||||||
|---|---|---|---|---|---|---|
| Exhibit Number | Description | Form | File No. | Exhibit | Filing Date | Filed Herewith |
| 3.1 | Amended and Restated Certificate of Incorporation of Registrant | 8-K | 001-40798 | 3.1 | September 17, 2021 | |
| 3.2 | Amended and Restated Bylaws of Registrant | S-1 | 333-258988 | 3.4 | August 20, 2021 | |
| 4.1 | Form of Common Stock Certificate | S-1/A | 333-258988 | 4.1 | September 13, 2021 | |
| 10.1† | Offer Letter, dated as of December 15, 2023, by and between Dutch Bros Inc. and Sumitro Ghosh | 8-K | 001-40798 | 10.1 | April 2, 2024 | |
| 10.2† | Participation Agreement, dated as of December 15, 2023, by and between Dutch Bros Inc. and Sumitro Ghosh | 8-K | 001-40798 | 10.2 | April 2, 2024 | |
| 10.3† | Offer Letter, dated as of December 19, 2023, by and between Dutch Bros Inc. and Joshua Guenser | 8-K | 001-40798 | 10.1 | May 7, 2024 | |
| 10.4† | Participation Agreement, dated as of December 19, 2023, by and between Dutch Bros Inc. and Joshua Guenser | 8-K | 001-40798 | 10.2 | May 7, 2024 | |
| 10.5 | Fourth Amended and Restated Limited Liability Company Agreement of Dutch Mafia, LLC, dated May 16, 2024 | 8-K | 001-40798 | 10.1 | May 20, 2024 | |
| 10.6 | Share Surrender Agreement, by and among the Company, Dutch Mafia, LLC, DMI Holdco, LLC, DM Individual Aggregator, LLC and DM Trust Aggregator, LLC, dated May 16, 2024 | 8-K | 001-40798 | 10.2 | May 20, 2024 | |
| 10.7 | Limitation Agreement, by and among the Company, DMI Holdco, LLC, DM Individual Aggregator, LLC and DM Trust Aggregator, LLC, dated May 16, 2024 | 8-K | 001-40798 | 10.3 | May 20, 2024 | |
| 10.8† | Amended Offer Letter, dated as of May 21, 2024 by and between Dutch Bros Inc. and Charles Jemley | X | ||||
| 10.9† | Offer Letter, dated as of May 28, 2024, by and between Dutch Bros Inc. and G.J. Hart | 8-K | 001-40798 | 10.1 | June 3, 2024 | |
| 10.10† | Offer Letter, dated as of June 18, 2024, by and between Dutch Bros Inc. and Todd Penegor | 8-K | 001-40798 | 10.2 | June 24, 2024 | |
| 31.1 | Certification of Chief Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) of the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | X | ||||
| 31.2 | Certification of Chief Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) of the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | X | ||||
| 32.1* | Certifications of Chief Executive Officer and Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | X |
| 101.INS | XBRL Instance Document | X |
| 101.SCH | XBRL Taxonomy Extension Schema Document | X |
| 101.CAL | XBRL Taxonomy Extension Calculation Linkbase Document | X |
| 101.DEF | XBRL Taxonomy Extension Definition Linkbase Document | X |
| 101.LAB | XBRL Taxonomy Extension Label Linkbase Document | X |
| 101.PRE | XBRL Taxonomy Extension Presentation Linkbase Document | X |
| 104 | Cover Page with Interactive Data File (formatted as Inline XBRL with applicable taxonomy extension information contained in Exhibits 101) | X |
† Management contract or compensatory plan or arrangement.
- The certifications furnished in Exhibit 32.1 hereto are deemed to accompany this Quarterly Report on Form 10-Q and will not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, except to the extent that the registrant specifically incorporates it by reference.
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