Affirm Holdings Inc
For the period ended Jun 30, 2024. Filed Aug 28, 2024.
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FY2024 · Filed Aug 28, 2024
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Item 9B. Other Information
(a) Appointment of Chief Operating Officer
On August 26, 2024, Michael Linford, Chief Financial Officer of the Company, was appointed as Chief Operating Officer (“COO”) of the Company effective September 1, 2024. Mr. Linford will continue to serve as the Company’s Chief Financial Officer. Mr. Linford’s biographical information is included in the Company’s proxy statement filed October 20, 2023. No changes to Mr. Linford’s compensation were made in connection with his appointment as COO.
(b) Trading Plans
During the three months ended June 30, 2024, the following directors and officers of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K, as follows:
On June 13, 2024, Katherine Adkins, our Chief Legal Officer and Chief Compliance Officer, adopted a Rule 10b5-1 Trading Plan. Ms. Adkins’ Rule 10b5-1 Trading Plan provides for the sale of up to 300,000 shares of our Class A common stock, including the sale of underlying shares upon the exercise of employee stock options, pursuant to one or more limit orders from September 12, 2024 until March 31, 2025, or earlier if all transactions under the trading arrangement are completed.
On June 14, 2024, Noel Watson, a member of our Board of Directors, adopted a Rule 10b5-1 Trading Plan. Mr. Watson’s Rule 10b5-1 Trading Plan provides for the sale of up to 10,000 shares of our Class A common stock from September 13, 2024 until September 30, 2025, or earlier if all transactions under the trading arrangement are completed.
No other directors or officers, as defined in Rule 16a-1(f), adopted and/orterminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” as defined in Regulation S-K Item 408, during the three months ended June 30, 2024.
On June 14, 2024, the Company entered into a Rule 10b5-1 Trading Plan. The Company’s 10b5-1 Trading Plan provides for the repurchase of up to $400 million aggregate principal amount of the Company’s 0% Senior Convertible Notes due 2026 from August 1, 2024 until December 31, 2024, or earlier if all transactions under the trading arrangement are completed.
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