BILL Holdings Inc
For the period ended Dec 31, 2023. Filed Feb 9, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Dec 31, 2023 · Filed Feb 9, 2024
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Item 5. Other Information
| Individual · Action · Date · Trading Arrangement · Total Shares to be Sold · Expiration Date | ||||||
|---|---|---|---|---|---|---|
| Rule 10b5-1 (1) · Non-Rule 10b5-1 (2) | ||||||
| Germaine Cota | Adopt | 12/7/2023 | X | 17,926 | (3) | 8/23/2024 |
| René Lacerte | Terminate | 11/20/2023 | X | 487,383 | (4) | 5/31/2025 |
| John Rettig | Terminate | 11/21/2023 | X | 74,173 | (4) | 6/14/2024 |
(1) Intended to satisfy the affirmative defense of Rule 10b5-1(c). The Rule 10b5-1 plan included a representation from the participant to the broker administering the plan that such person was not in possession of any material nonpublic information regarding us or our securities subject to the Rule 10b5-1 plan at the time the Rule 10b5-1 plan was entered into. This representation was made as of the date of adoption of the Rule 10b5-1 plan, and speaks only as of that date. In making this representation, there is no assurance with respect to any material nonpublic information of which the participant was unaware, or with respect to any material nonpublic information acquired by the participant or us after the date of the representation.
(2) Not intended to satisfy the affirmative defense of Rule 10b5-1(c).
(3) Includes certain shares to be received upon the vesting and settlement of restricted stock units. Ms. Cota's plan includes, but the listed figure does not reflect, shares to be purchased under our Employee Stock Purchase Plan.
(4) Includes certain shares to be received upon the vesting and settlement of restricted stock units and performance-based restricted stock units.
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