Astera Labs Inc
For the period ended Mar 31, 2024. Filed May 8, 2024.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Mar 31, 2024 · Filed May 8, 2024
ALAB$216.87+13.7%Stored close · as of Nov 9, 2026
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Item 6. Exhibits
The exhibits listed below are filed as part of this Quarterly Report on Form 10-Q, or are incorporated herein by reference, in each case as indicated below:
| Exhibit Number | Exhibit Title | Form | File No. | Exhibit No. | Filing Date | Filed Herewith |
|---|---|---|---|---|---|---|
| 3.1 | Amended and Restated Certificate of Incorporation of Astera Labs, Inc. | 8-K | 001-1736297 | 3.1 | 3/28/2024 | |
| 3.2 | Second Amended and Restated Bylaws of Astera Labs, Inc | 8-K | 001-1736297 | 3.2 | 3/28/2024 | |
| 10.1 | Form of Indemnification Agreement between the Company and each of its directors and executive officers. | S-1 | 333-277205 | 10.1 | 2/21/2024 | |
| 10.2# | 2024 Stock Option and Incentive Plan, and forms of award agreements thereunder | X | ||||
| 10.3# | 2024 Employee Stock Purchase Plan | X | ||||
| 10.4# | Form of Non-Employee Director Compensation Policy | S-1 | 333-277205 | 10.6 | 2/21/2024 | |
| 10.5# | Senior Executive Cash Incentive Bonus Plan | S-1 | 333-277205 | 10.7 | 2/21/2024 | |
| 10.6 | Lease Agreement by and between the Registrant and Marriott Plaza Associates LP, dated February 21, 2020, as amended by the First Amendment to Lease Agreement, dated June 15, 2021, as further amended by the Second Amendment to Lease Agreement, dated March 20, 2022, the Third Amendment to Lease Agreement, dated January 30, 2023, the Fourth Amendment to Lease Agreement, dated December 16, 2023, and the Fifth Amendment to Lease Agreement, dated February 1, 2024. | S-1/A | 333-277205 | 10.14 | 3/01/2024 | |
| 31.1 | Certification of Principal Executive Officer pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | X | ||||
| 31.2 | Certification of Principal Financial Officer pursuant to Rule 13a-14(a)/15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | X | ||||
| 32.1* | Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | X | ||||
| 32.2* | Certification of Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 | X | ||||
| 101. INS | Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. | |||||
| 101. SCH | Inline XBRL Schema Document | |||||
| 101. CA: | Inline XBRL Calculation Linkbase Document | |||||
| 101 DEF | Inline XBRL Definition Linkbase Document | |||||
| 101. LAB | Inline XBRL Labels Linkbase Document | |||||
| 101. PRE | Inline XBRL Presentation Linkbase Document | |||||
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). | |||||
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