Baker Hughes Co
For the period ended Dec 31, 2023. Filed Feb 5, 2024.
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FY2023 · Filed Feb 5, 2024
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Item 9B. Other Information
Rule 10b5-1 and Non-Rule 10b5-1 Trading Arrangements
During the three months ended December 31, 2023, certain of our officers or directors listed below adopted orterminated trading arrangements for the sale of shares of our Class A common stock in amounts and prices determined in accordance with a formula set forth in each such plan:
| Plans | |||||
|---|---|---|---|---|---|
| Name and Title · Action · Date · Rule 10b5-1 (1) · Non-Rule 10b5-1 (2) · Number of Shares to be Sold · Expiration | |||||
| James E. Apostolides,Senior Vice President, Enterprise Operational Excellence | Adoption | November 22, 2023 | X | 15,000 | Earlier of when all shares under plan are sold and April 8, 2024 |
(1)Intended to satisfy the affirmative defense conditions of Rule 10b5-1(c)
(2)Not intended to satisfy the affirmative defense conditions of Rule 10b5-1(c)
Sixth Amended and Restated Bylaws
On February 1, 2024, the Board of Directors adopted the sixth amended and restated bylaws of the Company (the “Sixth Amended and Restated Bylaws”), effective February 1, 2024, to remove references to GE and otherwise make conforming changes to reflect GE’s exit from its investment in the Company.
The foregoing description of the amendments made in the Sixth Amended and Restated Bylaws does not purport to be complete and is qualified by reference to the Sixth Amended and Restated Bylaws, a copy of which is attached hereto as Exhibit 3.2 to this Annual Report on Form 10-K and is incorporated herein by reference.
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