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AMERICAN STATES WATER CO

For the period ended Sep 30, 2026. Filed Nov 4, 2026.

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About this filing

A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.

Sep 30, 2026 · Filed Nov 4, 2026

AWR$89.98+1.3%Stored close · as of Nov 6, 2026

Extracted filing text, with the paragraph anchors used by the comparison.

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Item 6. : Exhibits

Item 6. Exhibits
(a) The following documents are filed as Exhibits to this report:
10.1Form of Restricted Stock Unit Award Agreement for officers with respect to time-vested restricted stock unit awards under the 2026 Stock Incentive Plan, incorporated by reference to Exhibit 10.2 of Registrant's Form 10-Q for the quarter ended June 30, 2026 filed on August 5, 2026
31.1Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for AWR (1)
31.1.1Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for GSWC (1)
31.2Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for AWR (1)
31.2.1Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 for GSWC (1)
32.1Certification of Chief Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (2)
32.2Certification of Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (2)
101.INSInline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
101.SCHInline XBRL Taxonomy Extension Schema (2)
101.CALInline XBRL Taxonomy Extension Calculation Linkbase (2)
101.DEFInline XBRL Taxonomy Extension Definition Linkbase (2)
101.LABInline XBRL Taxonomy Extension Label Linkbase (2)
101.PREInline XBRL Taxonomy Extension Presentation Linkbase (2)
104Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)

(1) Filed concurrently herewith

(2) Furnished concurrently herewith

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The text of this filing, as the company filed it with the SEC, without its images or exhibits. This is not investment advice.