ARES CAPITAL CORP
For the period ended Sep 30, 2026. Filed Oct 27, 2026.
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A company's report for each of its first three quarters. The financial statements are not audited. It shows how the business has moved since the last annual report, and what management says changed.
Sep 30, 2026 · Filed Oct 27, 2026
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Other Information
Item 5. Other Information
Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers
On October 22, 2026, Paul Cho informed our board of directors of his intention to step down from his position as our Chief Accounting Officer and Principal Accounting Officer, effective October 31, 2026. Paul Cho will continue to serve within the finance and accounting function of Ares Management. Paul Cho’s decision to step down was not based on the result of any disagreement regarding our operations, policies or practices.
Effective October 31, 2026, Scott Lem, our Chief Financial Officer and Treasurer, will also resume his previous role as our Principal Accounting Officer for purposes of our filings with the SEC.
Rule 10b5-1 Trading Plans
During the fiscal quarter ended September 30, 2026, none of our directors or executive officers adopted orterminated any contract, instruction or written plan for the purchase or sale of our securities intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or any “non-Rule 10b5-1 trading arrangement.”
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